MSCI China Financials ETF

Fund Summary

The Global X MSCI China Financials ETF (CHIX) seeks to invest in large- and mid-capitalization segments of the MSCI China Index that are classified in the Financials Sector as per the Global Industry Classification System (GICS).

Fund Objective

The Global X MSCI China Financials ETF (CHIX) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Financials 10/50 Index.


Targeted Exposure

CHIX is a targeted play on the Financials Sector in China – the world's second largest economy by GDP.

ETF Efficiency

In a single trade, CHIX delivers access to dozens of financials companies within the MSCI China Index, providing investors an efficient vehicle to express a sector view on China.

All Share Exposure

The Index incorporates all eligible securities as per MSCI's Global Investable Market Index Methodology, including China A, B and H shares, Red chips, P chips and foreign listings, among others.

Fund Details As of 12/03/20

Key Facts

Ticker CHIX
Inception Date 12/10/09
CUSIP 37950E606
ISIN US37950E6068
Bloomberg Index Ticker NU721887
Primary Exchange NYSE Arca
Number of Holdings 102

Stats & Fees

Net Assets $58,248,919
Net Asset Value (NAV) $16.18
Shares Outstanding 3,600,000
Total Expense Ratio 0.66%


30-Day SEC Yield 3.11%
Distribution Frequency Semi-Annually

Fund Prices As of 12/03/20

NAV $16.18 Daily Change -$0.13 -0.79%
Market Price $16.19 Daily Change -$0.20 -1.22%
30-Day Median Bid-Ask Spread 0.13%

Performance History

Cumulative %

Data as of month-end (11/30/20)

Fund NAV Market Price Index
Year-to-Date -3.24% -2.70% -1.94%
1 Month 11.37% 10.37% 11.44%
3 Months 8.18% 9.08% 8.29%
6 Months 17.91% 17.57% 18.55%
Since Inception 36.10% 36.04% 45.52%

Avg Annualized %

Data as of month-end (11/30/20)

Fund NAV Market Price Index
1 Year 5.23% 5.81% 6.76%
3 Years -0.24% -0.33% 0.56%
5 Years 5.70% 5.52% 6.57%
10 Years 3.63% 3.73% 4.23%
Since Inception 2.85% 2.84% 3.48%

Avg Annualized %

Data as of quarter-end (09/30/20)

Fund NAV Market Price Index
1 Year -6.57% -5.22% -5.16%
3 Years -3.08% -3.20% -2.26%
5 Years 4.02% 3.95% 4.91%
10 Years 2.54% 2.54% 3.17%
Since Inception 1.58% 1.59% 2.20%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 12/03/20

Return on Equity 10.80%
Weighted Avg. Market Cap 97,252 M
2019 2020
Price-to-earnings 6.50 6.83
Price-to-book value 0.77 0.71

Source: AltaVista Research, LLC

Fund Risk Stats As of 12/03/20

Versus Beta
S&P 500 0.73
MSCI Emg. Mkts 0.83
Standard Deviation 21.90%

Source: AltaVista Research, LLC

Top 10 Holdings As of 12/03/20

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
9.24 2318 HK PING AN B01FLR7 12.30 437,614 5,383,299.78
8.93 1398 HK IND & COMM BK OF CHINA-H B1G1QD8 0.65 8,059,137 5,198,705.35
8.73 939 HK CHINA CONSTRUCTION BANK-H B0LMTQ3 0.78 6,506,626 5,087,039.72
7.13 3988 HK BANK OF CHINA LTD-H B154564 0.35 11,828,534 4,150,844.72
6.53 3968 HK CHINA MERCHANTS BANK-H B1DYPZ5 6.45 589,734 3,804,195.53
4.06 2628 HK CHINA LIFE INSURANCE CO-H 6718976 2.31 1,022,840 2,362,095.19
3.18 2601 HK CHINA PACIFIC-H B2Q5H56 3.93 470,512 1,851,429.60
2.98 1288 HK ABC-H B60LZR6 0.37 4,646,388 1,738,401.67
2.16 600036 C1 CHINA MERCHANTS BANK-A BP3R273 7.11 176,429 1,255,116.18
1.79 2328 HK PICC P&C-H 6706250 0.81 1,284,463 1,043,995.94
Holdings are subject to change.

Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles, or from economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Securities focusing on a single country and narrowly focused investments may be subject to higher volatility. CHIX is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by MSCI, nor does MSCI make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with MSCI.