AQWA

Clean Water ETF

Fund Summary

The Global X Clean Water ETF (AQWA) seeks to invest in companies advancing the provision of clean water through industrial water treatment, storage and distribution infrastructure, as well as purification and efficiency strategies, among other activities.

Fund Objective

The Global X Clean Water ETF (AQWA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Clean Water Industry Index.

Why AQWA?

Long-Term Growth Potential

AQWA enables investors to access long-term growth potential through companies at the leading edge of the clean water theme.

Unconstrained Access

AQWA's composition transcends classic sector, industry, and geographic classifications.

Conscious Approach

AQWA incorporates Environmental, Social & Governance (ESG) screens and follows ESG proxy voting guidelines to affect positive change alongside financial returns.

Fund Details As of 09/15/21

Key Facts

Ticker	AQWA
Inception Date	04/08/21
CUSIP	37954Y186
ISIN	US37954Y1863
Bloomberg Index Ticker	SOLAQWA
Primary Exchange	Nasdaq
Number of Holdings	40

Stats & Fees

Net Assets	$8,835,467
Net Asset Value (NAV)	$16.99
Shares Outstanding	520,000
Total Expense Ratio	0.50%

Distributions

30-Day SEC Yield	1.32%
Distribution Frequency	Semi-Annually

Fund Documents

Fund Research

The Case for Clean Water

Fund Prices As of 09/15/21

NAV	$16.99	Daily Change	$0.01	0.04%
Market Price	$17.04	Daily Change	$0.05	0.29%
30-Day Median Bid-Ask Spread	0.29%

As of recent (06/30/21)	Fund NAV	Market Price	Index
Year-to-Date	--	--	--
1 Month	-0.44%	-0.56%	-0.39%
3 Months	--	--	--
Since Inception	5.32%	5.52%	5.42%
Year-to-Date	--	--	--
1 Month	2.94%	3.35%	2.99%
3 Months	7.95%	8.55%	8.05%
Since Inception	14.19%	15.19%	14.34%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 09/15/21

Return on Equity	12.70%
Weighted Avg. Market Cap	28,164 M
	2020	2021
Price-to-earnings	32.68	25.81
Price-to-book value	3.39	3.18

Source: AltaVista Research, LLC

Sector Breakdown As of 08/31/21

% of Net Assets
	Industrials	46.6
	Utilities	41.8
	Materials	8.2
	Consumer Discretionary	2.4
	Financials	1.0

Source: AltaVista Research, LLC

Country Breakdown As of 08/31/21

% of Net Assets
	United States	60.1
	Britain	18.7
	France	4.2
	Japan	3.4
	Hong Kong	3.4
	South Korea	2.4
	China	2.4
	Australia	2.0
	Brazil	1.9
	Singapore	1.0
	Chile	0.4
	Other/Cash	0.1

Source: AltaVista Research, LLC

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
8.20	AWK	AMERICAN WATER W	B2R3PV1	183.65	3,945	724,499.25
8.15	XYL	XYLEM INC	B3P2CN8	134.18	5,364	719,741.52
8.07	ECL	ECOLAB INC	2304227	223.83	3,186	713,122.38
7.40	PNR	PENTAIR PLC	BLS09M3	77.77	8,404	653,579.08
6.69	WTRG	ESSENTIAL UTILITIES INC	BLCF3J9	47.39	12,467	590,811.13
4.51	SEV FP	SUEZ	B3B8D04	23.21	17,147	398,022.79
4.40	SVT LN	SEVERN TRENT PLC	B1FH8J7	38.96	9,983	388,899.64
4.33	UU/ LN	UNITED UTILITIES	B39J2M4	14.51	26,346	382,372.59
4.27	AOS	SMITH (A.O.) CORP	2816023	68.46	5,516	377,625.36
3.63	WMS	ADVANCED DRAINAG	BP7RS59	105.78	3,028	320,301.84
3.29	6370 JP	KURITA WATER IND	6497963	54.44	5,342	290,817.51
3.03	WTS	WATTS WATER TE-A	2943620	176.19	1,520	267,808.80
3.03	PNN LN	PENNON GROUP PLC	BNNTLN4	17.12	15,642	267,795.05
2.80	AQUA	EVOQUA WATER TEC	BF329G6	37.66	6,559	247,011.94
2.44	270 HK	GUANGDONG INVESTMENT LTD	6913168	1.37	157,300	215,494.68
2.32	021240 KS	COWAY CO LTD	6173401	68.01	3,020	205,375.48
2.05	FELE	FRANKLIN ELECTRIC CO INC	2350383	83.63	2,163	180,891.69
2.03	AWR	AMERICAN STATES WATER CO	2267171	88.17	2,038	179,690.46
2.00	RWC AU	RELIANCE WORLDWI	BD1DM79	4.06	43,529	176,678.80
1.95	CWT	CALIF WATER SRVC	2165383	60.31	2,849	171,823.19
1.88	BMI	BADGER METER INC	2069128	103.39	1,608	166,251.12
1.68	300070 C2	BEIJING ORIGIN-A	BD5CNZ7	1.27	116,900	148,062.18
1.57	MWA	MUELLER WATER-A	B15RZR4	16.16	8,606	139,072.96
1.45	SBSP3 BZ	SABESP	B1YCHL8	6.65	19,206	127,684.20
1.15	MSEX	MIDDLESEX WATER CO	2589466	108.16	938	101,454.08
1.15	SJW	SJW GROUP	2811932	66.42	1,523	101,157.66
1.04	KIT SP	KEPPEL INFRASTRU	B1P31B8	0.41	225,147	91,502.70
0.98	371 HK	BJ ENT WATER	B01YCG0	0.41	211,440	86,681.91
0.66	000598 C2	CHENGDU XINGRO-A	BD5CJV5	0.87	67,300	58,432.50
0.49	ERII	ENERGY RECOVERY INC	B3B5J07	20.47	2,117	43,334.99
0.45	FRTA	FORTERRA INC	BYT4SV7	23.74	1,676	39,788.24
0.34	CSMG3 BZ	COPASA MG - ORD	B0YBZJ2	2.75	11,057	30,367.24
0.33	603360 C1	DALIAN BAIAO-A	BKM3FT0	2.23	13,200	29,452.92
0.33	000544 C2	ZHONGYUAN ENVIRONMENT-A	BK92GH5	1.02	28,400	29,032.80
0.32	AGUAS/A CI	AGUAS ANDINAS SA-A	2311238	0.20	142,465	28,261.08
0.32	6368 JP	ORGANO CORP	6470522	66.06	424	28,009.33
0.31	9551 JP	METAWATER CO LTD	BSTJDT3	18.17	1,519	27,601.76
0.31	6254 JP	NOMURA MICRO SCI	B248ZF3	50.78	542	27,522.76
0.30	WTTR	SELECT ENERGY -A	BDHSLL5	5.37	4,897	26,296.89
0.23	VOW NO	VOW ASA	BLD3303	3.26	6,331	20,651.34
0.14		CASH		1.00	12,484	12,485.52

Holdings are subject to change.

Latest Premium / Discount As of 09/15/21

NAV	$16.99
Market Price	$17.04
Premium / (Discount)	$0.05

Current View 2021 Q3 As of 09/15/21

Days at Premium	53
Days at NAV	0
Days at Discount	0
Greatest Premium	1.26%
Greatest Discount	0.00%

Daily Premium / Discount History As of 09/15/21

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. The investable universe of companies in which AQWA may invest may be limited. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Clean Water Companies typically face intense competition, short product lifecycles and potentially rapid product obsolescence. Clean Water Companies are subject to significant regulation regarding the usage, treatment, and distribution of water. Clean Water Companies may also be adversely affected by the impact of global climate change on the available supply of clean water reserves. AQWA is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s shares did not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Solactive AG.

AQWA

Clean Water ETF

Fund Summary

Fund Objective

Why AQWA?

Long-Term Growth Potential

Unconstrained Access

Conscious Approach

Fund Details As of 09/15/21

Key Facts

Stats & Fees

Distributions

Fund Documents

Fund Research

Fund Prices As of 09/15/21

Performance History

Fund Characteristics As of 09/15/21

Sector Breakdown As of 08/31/21

Country Breakdown As of 08/31/21

Top Holdings As of 09/15/21