BOTZ

Robotics & Artificial Intelligence ETF

Fund Summary

The Global X Robotics & Artificial Intelligence ETF (BOTZ) seeks to invest in companies that potentially stand to benefit from increased adoption and utilization of robotics and artificial intelligence (AI), including those involved with industrial robotics and automation, non-industrial robots, and autonomous vehicles.

Fund Objective

The Global X Robotics & Artificial Intelligence ETF (BOTZ) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global Robotics & Artificial Intelligence Thematic Index.

Why BOTZ?

High Growth Potential

BOTZ enables investors to access high growth potential through companies involved in the ideation, design, creation and application of programmable automated devices.

Unconstrained Approach

BOTZ's composition transcends classic sector, industry, and geographic classifications by tracking an emerging theme.

ETF Efficiency

In a single trade, BOTZ delivers access to dozens of companies with high exposure to the robotics and AI theme.

Fund Details As of 10/19/20

Key Facts

Ticker	BOTZ
Inception Date	09/12/16
CUSIP	37954Y715
ISIN	US37954Y7159
Bloomberg Index Ticker	IBOTZNT
Primary Exchange	Nasdaq
Number of Holdings	31

Stats & Fees

Net Assets	$1,917,657,330
NAV	$28.95
Shares Outstanding	66,250,000
Total Expense Ratio	0.68%

Distributions

30-Day SEC Yield	-0.01%
Distribution Frequency	Semi-Annually

Fund Documents

Fund Research

NAV			Price			30-Day Median Bid-Ask Spread
Net Asset Value	$28.95		Market Price	$28.86		0.04%
Daily Change	$0.11	0.36%	Daily Change	-$0.04	-0.14%

Cumulative % Data as of month-end (09/30/20)	Fund NAV	Market Price	Index
Year-to-Date	26.68%	27.75%	27.28%
1 Month	2.66%	2.95%	2.66%
3 Months	16.40%	16.84%	16.59%
6 Months	52.52%	53.65%	52.66%
Since Inception	92.47%	92.96%	94.20%

Avg Annualized % Data as of month-end (09/30/20)	Fund NAV	Market Price	Index
1 Year	40.30%	39.88%	41.30%
3 Years	9.57%	9.60%	9.69%
Since Inception	17.55%	17.62%	17.80%

Avg Annualized %

Data as of month-end (09/30/20)

Fund NAV

Market Price

Index

1 Year

40.30%

39.88%

41.30%

3 Years

9.57%

9.60%

9.69%

Since Inception

17.55%

17.62%

17.80%

Avg Annualized % Data as of quarter-end (09/30/20)	Fund NAV	Market Price	Index
1 Year	40.30%	39.88%	41.30%
3 Years	9.57%	9.60%	9.69%
Since Inception	17.55%	17.62%	17.80%

Avg Annualized %

Data as of quarter-end (09/30/20)

Fund NAV

Market Price

Index

1 Year

40.30%

39.88%

41.30%

3 Years

9.57%

9.60%

9.69%

Since Inception

17.55%

17.62%

17.80%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 10/19/20

Return on Equity	7.00%
Weighted Avg. Market Cap	60,427 M
	2019	2020
Price-to-earnings	39.79	50.33
Price-to-book value	3.61	3.47

Source: AltaVista Research, LLC

Fund Risk Stats As of 10/19/20

Versus	Beta
S&P 500	1.22
MSCI EAFE	1.30
MSCI Emg. Mkts	0.96
Standard Deviation	25.20%

Source: AltaVista Research, LLC

Sector Breakdown As of 09/30/20

% of Net Assets
	Information Technology	42.9
	Industrials	39.7
	Health Care	14.4
	Consumer Discretionary	2.3
	Energy	0.4
	Other/Cash	0.3

Source: AltaVista Research, LLC

Country Breakdown As of 09/30/20

% of Net Assets
	Japan	43.2
	United States	34.0
	Switzerland	13.5
	Britain	5.8
	Finland	2.1
	Canada	1.3
	Other/Cash	0.1

Source: AltaVista Research, LLC

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
9.30	NVDA	NVIDIA CORP	2379504	539.91	330,218	178,288,000.38
8.20	ISRG	INTUITIVE SURGICAL INC	2871301	736.12	213,553	157,200,634.36
8.03	ABBN SW	ABB LTD-REG	7108899	26.72	5,765,779	154,049,950.19
7.42	6861 JP	KEYENCE CORP	6490995	470.94	302,112	142,276,505.55
7.08	6954 JP	FANUC CORP	6356934	195.55	694,534	135,818,372.52
5.67	RSW LN	RENISHAW PLC	0732358	74.48	1,459,453	108,702,044.53
5.28	TECN SW	TECAN GROUP AG-REG	7110902	501.81	201,888	101,310,261.90
4.65	6383 JP	DAIFUKU CO LTD	6250025	106.95	833,814	89,176,276.86
4.12	6506 JP	YASKAWA ELECTRIC CORP	6986041	38.83	2,036,119	79,054,776.76
4.09	6645 JP	OMRON CORP	6659428	73.67	1,065,604	78,503,300.27
Holdings are subject to change.

Latest Premium Discount As of 10/19/20

NAV	$28.95
Market Price	$28.86
Premium / (Discount)	($0.09)

Current View 2020 Q4 As of 10/19/20

Days at Premium	9
Days at NAV	0
Days at Discount	4
Greatest Premium	0.55%
Greatest Discount	-0.33%
Days between -0.5% to 0.0%	4
Days between 0.0% to 0.5%	8

Daily Premium Discount History As of 10/19/20

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. The investable universe of companies in which BOTZ may invest may be limited. The Fund invests in securities of companies engaged in Information Technology, which can be affected by rapid product obsolescence and intense industry competition. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. BOTZ is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.

BOTZ

Robotics & Artificial Intelligence ETF

Fund Summary

Fund Objective

Why BOTZ?

High Growth Potential

Unconstrained Approach

ETF Efficiency

Fund Details As of 10/19/20

Key Facts

Stats & Fees

Distributions

Fund Documents

Fund Research

Fund Prices As of 10/19/20

Performance History

Cumulative %

Avg Annualized %

Avg Annualized %

Fund Characteristics As of 10/19/20

Fund Risk Stats As of 10/19/20

Sector Breakdown As of 09/30/20

Country Breakdown As of 09/30/20

Top 10 Holdings As of 10/19/20