BOTZ

Robotics & Artificial Intelligence ETF

Fund Summary

The Global X Robotics & Artificial Intelligence ETF (BOTZ) seeks to invest in companies that potentially stand to benefit from increased adoption and utilization of robotics and artificial intelligence (AI), including those involved with industrial robotics and automation, non-industrial robots, and autonomous vehicles.

Fund Objective

The Global X Robotics & Artificial Intelligence ETF (BOTZ) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global Robotics & Artificial Intelligence Thematic Index.

Why BOTZ?

High Growth Potential

The global robotics market was valued at more than $23bn in 2020, with forecasts suggesting it could nearly triple to $74bn by 2026.¹

Compelling Economics

The average cost of an industrial robot declined from $46k in 2010 to just $27k in 2017 – and is forecasted to dip below $11k by 2025 as technology improves and scales, allowing for broader adoption across industries.²

Unconstrained Approach

Robotics & AI have wide-reaching application, extending far beyond industrial activity. BOTZ invests accordingly, with global exposure across multiple sectors and industries.

¹Mordor Intelligence, Jan 2021
²Statista, Apr 2019

Fund Details As of 09/15/21

Key Facts

Ticker	BOTZ
Inception Date	09/12/16
CUSIP	37954Y715
ISIN	US37954Y7159
Bloomberg Index Ticker	IBOTZNT
Primary Exchange	Nasdaq
Number of Holdings	36

Stats & Fees

Net Assets	$2,916,414,991
Net Asset Value (NAV)	$39.07
Shares Outstanding	74,650,000
Total Expense Ratio	0.68%

Distributions

30-Day SEC Yield	-0.29%
Distribution Frequency	Semi-Annually

Fund Documents

Fund Research

Fund Prices As of 09/15/21

NAV	$39.07	Daily Change	$0.25	0.63%
Market Price	$39.15	Daily Change	$0.54	1.40%
30-Day Median Bid-Ask Spread	0.03%

As of recent (06/30/21) As of recent (06/30/21)	Fund NAV	Market Price	Index
1 Year	46.52%	46.66%	47.25%
3 Years	17.60%	17.74%	17.85%
Since Inception	20.24%	20.24%	20.55%
1 Year	35.65%	35.59%	36.73%
3 Years	17.69%	17.78%	18.05%
Since Inception	20.68%	20.66%	21.07%
Year-to-Date	5.83%	5.64%	6.01%
1 Month	2.15%	2.22%	2.45%
3 Months	6.15%	5.64%	6.28%
Since Inception	142.27%	142.21%	145.27%
Year-to-Date	11.10%	10.84%	11.78%
1 Month	8.20%	7.82%	8.29%
3 Months	7.24%	7.25%	8.03%
Since Inception	154.33%	154.13%	158.63%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 09/15/21

Return on Equity	12.60%
Weighted Avg. Market Cap	50,630 M
	2020	2021
Price-to-earnings	57.65	46.18
Price-to-book value	6.09	5.60

Source: AltaVista Research, LLC

Fund Risk Stats As of 09/15/21

Versus	Beta
S&P 500	1.15
MSCI EAFE	1.13
MSCI Emg. Mkts	0.94
Standard Deviation	24.80%

Source: AltaVista Research, LLC

Sector Breakdown As of 08/31/21

% of Net Assets
	Industrials	37.8
	Information Technology	34.7
	Health Care	12.8
	Communication Services	7.7
	Consumer Discretionary	6.7
	Energy	0.3

Source: AltaVista Research, LLC

Country Breakdown As of 08/31/21

% of Net Assets
	United States	45.2
	Japan	34.9
	Switzerland	12.2
	Britain	2.8
	Canada	1.8
	Finland	1.6
	Israel	1.4
	South Korea	0.3

Source: AltaVista Research, LLC

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
9.29	6861 JP	KEYENCE CORP	6490995	689.97	392,838	271,045,460.27
9.07	UPST	UPSTART HOLDINGS INC	BL53QN5	279.09	947,647	264,478,801.23
8.19	NVDA	NVIDIA CORP	2379504	223.41	1,068,920	238,807,417.20
8.02	ISRG	INTUITIVE SURGICAL INC	2871301	1,045.52	223,800	233,987,376.00
7.46	ABBN SW	ABB LTD-REG	7108899	36.51	5,961,607	217,670,163.65
7.09	6954 JP	FANUC CORP	6356934	245.94	841,099	206,859,793.40
5.36	6645 JP	OMRON CORP	6659428	107.23	1,458,859	156,437,416.90
4.84	6273 JP	SMC CORP	6763965	720.98	195,903	141,243,024.84
4.61	6383 JP	DAIFUKU CO LTD	6250025	103.94	1,293,237	134,417,606.66
4.58	6506 JP	YASKAWA ELECTRIC CORP	6986041	55.81	2,392,845	133,550,066.33
3.83	TECN SW	TECAN GROUP AG-REG	7110902	637.00	175,101	111,539,613.23
3.45	BRKS	BROOKS AUTOMATION INC	2145460	92.53	1,088,599	100,728,065.47
3.06	TSP	TUSIMPLE HOLDINGS INC - A	BKVD041	40.02	2,229,268	89,215,305.36
2.73	RSW LN	RENISHAW PLC	0732358	74.61	1,065,477	79,492,316.84
2.43	AI	C3.AI INC-A	BMGNBJ2	49.68	1,427,046	70,895,645.28
2.33	JBT	JOHN BEAN TECH	B3BRJZ8	146.35	464,489	67,977,965.15
2.06	CRNC	CERENCE INC	BJNPYY6	108.64	553,140	60,093,129.60
1.65	ATA CN	ATS AUTOMATION	2002587	35.75	1,343,562	48,034,054.35
1.63	CGCBV FH	CARGOTEC OYJ-B SHARE	B09M9L0	59.02	805,590	47,548,947.64
1.32	MTRN IT	MAYTRONICS LTD	B034DS7	24.24	1,590,582	38,549,191.37
1.13	IRBT	IROBOT CORP	B0J2NS5	80.20	409,942	32,877,348.40
1.09	AVAV	AEROVIRONMENT INC	B1P5YY8	87.84	360,086	31,629,954.24
1.07	MAXR CN	MAXAR TECHNOLOGIES INC	BF2KYG6	29.82	1,049,130	31,286,859.00
0.61	FARO	FARO TECHNOLOGIES INC	2106661	67.23	263,413	17,709,255.99
0.38	6104 JP	SHIBAURA MACHINE	6897262	25.69	428,888	11,018,962.48
0.35	6258 JP	HIRATA CORP	B1GZ9S6	66.97	153,743	10,296,891.53
0.29	3993 JP	PKSHA TECHNOLOGY INC	BF1CV17	19.24	442,738	8,518,944.27
0.29	HLX	HELIX ENERGY SOL	2037062	3.92	2,169,177	8,503,173.84
0.28	7779 JP	CYBERDYNE INC	BK0S445	4.23	1,962,178	8,294,306.56
0.25	6232 JP	ACSL LTD	BHR4RY6	21.97	325,354	7,147,398.82
0.23	277810 KS	RAINBOW ROBOTICS	BM9Q3J2	17.77	381,726	6,783,341.14
0.23	REKR	REKOR SYSTEMS INC	BJRFDJ0	9.83	686,558	6,748,865.14
0.22	6572 JP	RPA HOLDINGS INC	BDCX8Y7	5.61	1,136,498	6,374,246.53
0.21	4056 JP	NEURAL POCKET INC	BL5C1X7	30.79	201,830	6,213,989.20
0.20	4488 JP	AI INSIDE INC	BK5QZR4	102.20	55,537	5,675,907.32
0.15	UAVS	AGEAGLE AERIAL S	BD9MJ11	3.15	1,427,027	4,495,135.05
0.01		CASH		0.87	245,862	214,004.08

Holdings are subject to change.

Latest Premium / Discount As of 09/15/21

NAV	$39.07
Market Price	$39.15
Premium / (Discount)	$0.08

Current View 2021 Q3 As of 09/15/21

Days at Premium	36
Days at NAV	0
Days at Discount	17
Greatest Premium	1.27%
Greatest Discount	-0.66%

Daily Premium / Discount History As of 09/15/21

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. The investable universe of companies in which BOTZ may invest may be limited. The Fund invests in securities of companies engaged in Information Technology, which can be affected by rapid product obsolescence and intense industry competition. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. BOTZ is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.

BOTZ

Robotics & Artificial Intelligence ETF

Fund Summary

Fund Objective

Why BOTZ?

High Growth Potential

Compelling Economics

Unconstrained Approach

Fund Details As of 09/15/21

Key Facts

Stats & Fees

Distributions

Fund Documents

Fund Research

Fund Prices As of 09/15/21

Performance History

Fund Characteristics As of 09/15/21

Fund Risk Stats As of 09/15/21

Sector Breakdown As of 08/31/21

Country Breakdown As of 08/31/21

Top Holdings As of 09/15/21