CTEC

CleanTech ETF

Fund Summary

The Global X CleanTech ETF (CTEC) seeks to invest in companies that stand to benefit from the increased adoption of technologies that inhibit or reduce negative environmental impacts. This includes companies involved in renewable energy production, energy storage, smart grid implementation, residential/commercial energy efficiency, and/or the production and provision of pollution-reducing products and solutions.

Fund Objective

The Global X CleanTech ETF (CTEC) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global CleanTech Index.

Why CTEC?

High Growth Potential

CTEC enables investors to access high growth potential through companies at the leading edge of a structural shift in global energy use.

Unconstrained Approach

CTEC's composition transcends classic sector, industry, and geographic classifications by tracking an emerging theme.

Conscious Approach

CTEC incorporates the Environmental, Social & Governance (ESG) proxy voting guidelines from Glass Lewis.

Fund Details As of 04/15/21

Key Facts

Ticker	CTEC
Inception Date	10/27/20
CUSIP	37954Y228
ISIN	US37954Y2283
Bloomberg Index Ticker	ICTEC
Primary Exchange	Nasdaq
Number of Holdings	40

Stats & Fees

Net Assets	$161,918,192
Net Asset Value (NAV)	$20.27
Shares Outstanding	7,990,000
Total Expense Ratio	0.50%

Distributions

30-Day SEC Yield	0.10%
Distribution Frequency	Semi-Annually

Fund Documents

Fund Research

Fund Prices As of 04/15/21

NAV	$20.27	Daily Change	-$0.42	-2.03%
Market Price	$20.27	Daily Change	-$0.40	-1.94%
30-Day Median Bid-Ask Spread	0.51%

As of recent month & quarter-end (03/31/21)	Fund NAV	Market Price	Index
Year-to-Date	-3.49%	-2.68%	-3.44%
1 Month	-7.68%	-7.14%	-7.63%
3 Months	-3.49%	-2.68%	-3.44%
Since Inception	45.15%	46.74%	45.33%
Year-to-Date	-3.49%	-2.68%	-3.44%
1 Month	-7.68%	-7.14%	-7.63%
3 Months	-3.49%	-2.68%	-3.44%
Since Inception	45.15%	46.74%	45.33%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 04/15/21

Return on Equity	9.50%
Weighted Avg. Market Cap	12,171 M
	2020	2021
Price-to-earnings	75.72	29.63
Price-to-book value	2.92	2.71

Source: AltaVista Research, LLC

Sector Breakdown As of 03/31/21

% of Net Assets
	Industrials	48.7
	Information Technology	32.9
	Materials	15.0
	Utilities	3.4

Source: AltaVista Research, LLC

Country Breakdown As of 03/31/21

% of Net Assets
	United States	30.6
	South Korea	13.9
	China	11.4
	Britain	7.5
	Denmark	7.4
	Spain	7.3
	Germany	6.0
	Hong Kong	5.4
	Canada	5.2
	Norway	2.2
	Taiwan	1.3
	Other/Cash	1.8

Source: AltaVista Research, LLC

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
6.95	VWS DC	VESTAS WIND SYSTEMS A/S	5964651	199.76	57,330	11,452,423.34
6.84	006400 KS	SAMSUNG SDI CO LTD	6771645	621.67	18,133	11,272,720.92
6.69	SGRE SM	SIEMENS GAMESA R	B01CP21	36.41	303,204	11,038,345.82
6.05	968 HK	XINYI SOLAR HOLDINGS LTD	BGQYNN1	1.70	5,858,900	9,968,488.60
6.03	ENPH	ENPHASE ENERGY INC	B65SQW4	150.01	66,308	9,946,863.08
4.37	SEDG	SOLAREDGE TECHNO	BWC52Q6	258.71	27,848	7,204,556.08
4.31	009830 KS	HANWHA SOLUTIONS CORP	6407768	45.33	156,938	7,113,416.76
4.24	JMAT LN	JOHNSON MATTHEY PLC	BZ4BQC7	44.03	158,812	6,992,565.29
4.23	FSLR	FIRST SOLAR INC	B1HMF22	80.14	86,962	6,969,134.68
3.76	PLUG	PLUG POWER INC	2508386	27.24	227,619	6,200,341.56
3.17	BLDP	BALLARD POWER SYSTEMS INC	2120371	21.42	243,736	5,220,825.12
3.04	QS	QUANTUMSCAPE CORP	BMC73Z8	35.52	141,261	5,017,590.72
2.94	VAR1 GR	VARTA AG	5802449	146.39	33,149	4,852,661.60
2.88	3800 HK	GCL-POLY ENERGY	B28XTR4	0.23	20,561,800	4,748,297.96
2.43	DQ	DAQO NEW ENERGY CORP-ADR	B953PM3	70.26	56,982	4,003,555.32
2.32	SPWR	SUNPOWER CORP	B59DK93	27.37	139,870	3,828,241.90
2.25	NEL NO	NEL ASA	B02NR83	3.11	1,194,345	3,715,885.76
2.00	257 HK	EB ENVIRONMENT	6630940	0.66	5,035,100	3,304,913.16
1.87	ITM LN	ITM POWER PLC	B0130H4	6.84	451,256	3,086,992.91
1.77	BE	BLOOM ENERGY CORP- A	BDD1BB8	24.73	118,053	2,919,450.69
1.75	ARRY	ARRAY TECHNOLOGIES INC	BLBLMD5	27.72	104,075	2,884,959.00
1.74	NDX1 GR	NORDEX SE	B06CF71	29.76	96,138	2,860,783.84
1.59	112610 KS	CS WIND CORP	BSPBZK8	76.05	34,516	2,624,990.73
1.58	FCEL	FUELCELL ENERGY INC	BK6S6J8	9.86	264,362	2,606,609.32
1.54	SHLS	SHOALS TECHNOL-A	BMDJ085	33.07	76,609	2,533,459.63
1.50	336260 KS	DOOSAN FUEL CELL CO LTD	BH4G7R8	46.04	53,634	2,469,465.31
1.49	CWR LN	CERES POWER HOLDINGS PLC	BG5KQW0	17.40	140,970	2,452,787.21
1.31	CSIQ	CANADIAN SOLAR INC	B1GKCH1	44.11	48,918	2,157,772.98
1.22	6121 TT	SIMPLO TECHNOLOGY CO LTD	6421928	12.88	156,664	2,017,761.78
1.06	LAND SW	LANDIS+GYR GROUP AG	BF41XY8	74.05	23,648	1,751,179.50
0.99	S92 GR	SMA SOLAR TECHNOLOGY AG	B3B20H2	57.50	28,397	1,632,871.72
0.90	TPIC	TPI COMPOSITES INC	BYYGK12	49.69	29,906	1,486,029.14
0.85	ALFEN NA	ALFEN BEHEER B.V.	BG0SJ42	79.06	17,781	1,405,848.39
0.85	JKS	JINKOSOLAR HOLDING CO-ADR	B64H9N4	37.88	37,018	1,402,241.84
0.76	AMRC	AMERESCO INC-CL A	B3SWPT2	50.72	24,703	1,252,936.16
0.73	PCELL SS	POWERCELL SWEDEN AB	BTHH8L3	28.36	42,373	1,201,657.97
0.68	6865 HK	FLAT GLASS GROUP CO LTD-H	BYQ9774	3.06	368,100	1,127,520.77
0.68	2208 HK	XINJIANG GOLD-H	B59GZJ7	1.76	631,900	1,114,168.04
0.31	1072 HK	DONGFANG ELECT-H	6278566	0.88	574,600	506,568.25
0.30	MAXN	MAXEON SOLAR TECHNOLOGIE	BMH1V17	18.07	27,313	493,545.91
0.03		CASH		0.01	3,903,943	51,060.23

Holdings are subject to change.

Latest Premium / Discount As of 04/15/21

NAV	$20.27
Market Price	$20.27
Premium / (Discount)	$0.00

Current View 2021 Q2 As of 04/15/21

Days at Premium	7
Days at NAV	0
Days at Discount	3
Greatest Premium	1.36%
Greatest Discount	-0.10%

Daily Premium / Discount History As of 04/15/21

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. The investable universe of companies in which CTEC may invest may be limited. CleanTech Companies typically face intense competition, short product lifecycles and potentially rapid product obsolescence. These companies may be significantly affected by fluctuations in energy prices and in the supply and demand of renewable energy, tax incentives, subsidies and other governmental regulations and policies. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. CTEC is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s shares typically do not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.

CTEC

CleanTech ETF

Fund Summary

Fund Objective

Why CTEC?

High Growth Potential

Unconstrained Approach

Conscious Approach

Fund Details As of 04/15/21

Key Facts

Stats & Fees

Distributions

Fund Documents

Fund Research

Fund Prices As of 04/15/21

Performance History

Fund Characteristics As of 04/15/21

Sector Breakdown As of 03/31/21

Country Breakdown As of 03/31/21

Top Holdings As of 04/16/21