QTR


Nasdaq 100 Tail Risk ETF

Fund Summary

The Global X Nasdaq 100 Tail Risk ETF (QTR) employs a protective put strategy for investors seeking to buffer against market selloffs. QTR seeks to achieve this outcome by owning the stocks in the Nasdaq 100 Index, coupled with buying 10% out-of-the-money put options1 on the Nasdaq 100 Index.

Fund Objective

The Global X Nasdaq 100 Tail Risk ETF (QTR) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Nasdaq-100 Quarterly Protective Put 90 Index.

Why QTR?

Growth Potential

QTR offers uncapped exposure to the growth potential2 of the stocks in the Nasdaq 100 Index.

Manage Downside Risk

By buying protective puts, QTR seeks to mitigate significant selloffs of greater than approximately -10% from the purchase of the put to the options’ expiration in three months.

Efficient Options Execution

QTR buys put options on the Nasdaq 100, saving investors the time and potential expense of doing so individually.

1An out-of-the-money put option conveys the right, but not the obligation, to sell an underlying asset at a strike price below that underlying asset’s market price (learn more)

2QTR’s growth potential will decrease by the cost of the premiums paid

Fund Details As of 09/15/21

Key Facts

Ticker QTR
Inception Date 08/25/21
CUSIP 37960A404
ISIN US37960A4040
Bloomberg Index Ticker NQTRI
Primary Exchange Nasdaq
Number of Holdings 103

Stats & Fees

Net Assets $2,533,669
Net Asset Value (NAV) $25.34
Shares Outstanding 100,000
Total Expense Ratio 0.60%

Distributions

30-Day SEC Yield N/A
Distribution Frequency Semi-Annually

Fund Prices As of 09/15/21

NAV $25.34 Daily Change $0.20 0.80%
Market Price $25.26 Daily Change $0.08 0.33%
30-Day Median Bid-Ask Spread 0.00%

Performance History

As of recent
(06/30/21)
Fund NAV Market Price Index
Year-to-Date -- -- --
1 Month -- -- --
3 Months -- -- --
Since Inception -- -- --
Year-to-Date -- -- --
1 Month -- -- --
3 Months -- -- --
Since Inception 1.35% 1.59% 1.35%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 09/15/21

Return on Equity 27.90%
Weighted Avg. Market Cap 970,719 M
2020 2021
Price-to-earnings 38.94 30.10
Price-to-book value 9.45 7.55

Source: AltaVista Research, LLC

Options Details As of 09/15/21

Option Positions Notional Exposure Strike Moneyness Expiration Date Calendar Days to Expiry
Long NASDAQ 100 Reduced Value Put Option $2,480,565 2550 82.20% 09/17/2021 2

Top Holdings As of 09/15/21

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
11.12 AAPL APPLE INC 2046251 149.03 1,891 281,815.73
10.23 MSFT MICROSOFT CORP 2588173 304.82 850 259,097.00
7.82 AMZN AMAZON.COM INC 2000019 3,475.79 57 198,120.03
4.24 GOOG ALPHABET INC-CL C BYY88Y7 2,904.12 37 107,452.44
4.03 TSLA TESLA INC B616C79 755.83 135 102,037.05
3.99 FB FACEBOOK INC-CLASS A B7TL820 373.92 270 100,958.40
3.88 GOOGL ALPHABET INC-CL A BYVY8G0 2,888.59 34 98,212.06
3.79 NVDA NVIDIA CORP 2379504 223.41 430 96,066.30
2.23 PYPL PAYPAL HOLDINGS INC BYW36M8 282.43 200 56,486.00
2.17 ADBE ADOBE INC 2008154 661.08 83 54,869.64
1.78 CMCSA COMCAST CORP-CLASS A 2044545 57.00 790 45,030.00
1.77 NFLX NETFLIX INC 2857817 582.87 77 44,880.99
1.64 CSCO CISCO SYSTEMS INC 2198163 57.56 720 41,443.20
1.50 INTC INTEL CORP 2463247 55.12 690 38,032.80
1.48 PEP PEPSICO INC 2681511 156.02 240 37,444.80
1.41 AVGO BROADCOM INC BDZ78H9 509.74 70 35,681.80
1.40 COST COSTCO WHOLESALE CORP 2701271 460.73 77 35,476.21
1.25 TXN TEXAS INSTRUMENTS INC 2885409 197.50 160 31,600.00
1.20 MRNA MODERNA INC BGSXTS3 434.46 70 30,412.20
1.06 INTU INTUIT INC 2459020 572.11 47 26,889.17
1.05 TMUS T-MOBILE US INC B94Q9V0 127.07 210 26,684.70
1.05 HON HONEYWELL INTL 2020459 221.69 120 26,602.80
1.04 QCOM QUALCOMM INC 2714923 138.24 190 26,265.60
1.00 CHTR CHARTER COMMUN-A BZ6VT82 765.20 33 25,251.60
0.91 SBUX STARBUCKS CORP 2842255 114.64 200 22,928.00
0.89 AMAT APPLIED MATERIALS INC 2046552 141.23 160 22,596.80
0.88 AMD ADVANCED MICRO DEVICES 2007849 105.60 210 22,176.00
0.86 AMGN AMGEN INC 2023607 218.13 100 21,813.00
0.83 ISRG INTUITIVE SURGICAL INC 2871301 1,045.52 20 20,910.40
0.67 MELI MERCADOLIBRE INC B23X1H3 1,889.26 9 17,003.34
0.66 BKNG BOOKING HOLDINGS INC BDRXDB4 2,375.97 7 16,631.79
0.62 GILD GILEAD SCIENCES INC 2369174 71.76 220 15,787.20
0.60 LRCX LAM RESEARCH CORP 2502247 611.50 25 15,287.50
0.57 MDLZ MONDELEZ INTER-A B8CKK03 60.51 240 14,522.40
0.55 ADP AUTOMATIC DATA PROCESSING 2065308 200.52 70 14,036.40
0.55 MU MICRON TECHNOLOGY INC 2588184 73.82 190 14,025.80
0.49 ASML ASML HOLDING-NY B908F01 889.33 14 12,450.62
0.48 CSX CSX CORP 2160753 30.85 390 12,031.50
0.47 FISV FISERV INC 2342034 108.36 110 11,919.60
0.46 REGN REGENERON PHARMACEUTICALS 2730190 652.00 18 11,736.00
0.45 ADSK AUTODESK INC 2065159 286.62 40 11,464.80
0.44 ILMN ILLUMINA INC 2613990 449.88 25 11,247.00
0.44 ZM ZOOM VIDEO COM-A BGSP7M9 279.12 40 11,164.80
0.42 JD JD.COM INC-ADR BMM27D9 76.63 140 10,728.20
0.42 NXPI NXP SEMICONDUCTORS NV B505PN7 212.34 50 10,617.00
0.41 ADI ANALOG DEVICES INC 2032067 174.08 60 10,444.80
0.40 ATVI ACTIVISION BLIZZARD INC 2575818 78.25 130 10,172.50
0.39 ALGN ALIGN TECHNOLOGY INC 2679204 710.31 14 9,944.34
0.39 IDXX IDEXX LABORATORIES INC 2459202 661.65 15 9,924.75
0.39 KLAC KLA CORP 2480138 367.34 27 9,918.18
0.37 TEAM ATLASSIAN CORP-A BZ09BD1 394.53 24 9,468.72
0.37 DXCM DEXCOM INC B0796X4 551.67 17 9,378.39
0.36 CRWD CROWDSTRIKE HO-A BJJP138 259.57 35 9,084.95
0.36 SNPS SYNOPSYS INC 2867719 336.09 27 9,074.43
0.35 EBAY EBAY INC 2293819 73.99 120 8,878.80
0.35 MRVL MARVELL TECHNOLOGY INC BNKJSM5 62.46 140 8,744.40
0.34 MAR MARRIOTT INTL-A 2210614 144.68 60 8,680.80
0.34 EXC EXELON CORP 2670519 50.85 170 8,644.50
0.34 MNST MONSTER BEVERAGE CORP BZ07BW4 95.14 90 8,562.60
0.34 KDP KEURIG DR PEPPER INC BD3W133 35.42 240 8,500.80
0.33 LULU LULULEMON ATHLETICA INC B23FN39 418.95 20 8,379.00
0.33 CDNS CADENCE DESIGN SYS INC 2302232 167.54 50 8,377.00
0.32 DOCU DOCUSIGN INC BFYT7B7 273.65 30 8,209.50
0.32 MCHP MICROCHIP TECHNOLOGY INC 2592174 162.19 50 8,109.50
0.32 WDAY WORKDAY INC-CLASS A B8K6ZD1 269.85 30 8,095.50
0.32 CTAS CINTAS CORP 2197137 398.76 20 7,975.20
0.31 MTCH MATCH GROUP INC BK80XH9 158.89 50 7,944.50
0.31 AEP AMERICAN ELECTRIC POWER 2026242 87.33 90 7,859.70
0.31 BIIB BIOGEN INC 2455965 299.21 26 7,779.46
0.30 KHC KRAFT HEINZ CO/THE BYRY499 36.22 210 7,606.20
0.30 VRTX VERTEX PHARM 2931034 188.86 40 7,554.40
0.30 WBA WALGREENS BOOTS BTN1Y44 50.12 150 7,518.00
0.29 ORLY O'REILLY AUTOMOTIVE INC B65LWX6 600.92 12 7,211.04
0.27 CTSH COGNIZANT TECH-A 2257019 76.48 90 6,883.20
0.27 EA ELECTRONIC ARTS INC 2310194 137.04 50 6,852.00
0.27 ROST ROSS STORES INC 2746711 112.91 60 6,774.60
0.26 PAYX PAYCHEX INC 2674458 109.71 60 6,582.60
0.26 BIDU BAIDU INC - SPON ADR B0FXT17 161.73 40 6,469.20
0.25 XLNX XILINX INC 2985677 157.76 40 6,310.40
0.24 VRSK VERISK ANALYTICS INC B4P9W92 204.56 30 6,136.80
0.24 PDD PINDUODUO INC-ADR BYVW0F7 99.30 60 5,958.00
0.24 CPRT COPART INC 2208073 148.94 40 5,957.60
0.23 XEL XCEL ENERGY INC 2614807 65.45 90 5,890.50
0.22 ANSS ANSYS INC 2045623 372.75 15 5,591.25
0.21 FAST FASTENAL CO 2332262 53.76 100 5,376.00
0.21 SWKS SKYWORKS SOLUTIONS INC 2961053 176.77 30 5,303.10
0.21 PTON PELOTON INTERACTIVE INC-A BJ7WJS2 105.56 50 5,278.00
0.20 PCAR PACCAR INC 2665861 84.58 60 5,074.80
0.20 OKTA OKTA INC BDFZSP1 253.58 20 5,071.60
0.18 SGEN SEAGEN INC BLPK4D2 152.09 30 4,562.70
0.18 SPLK SPLUNK INC B424494 151.68 30 4,550.40
0.18 VRSN VERISIGN INC 2142922 224.27 20 4,485.40
0.17 NTES NETEASE INC-ADR 2606440 84.96 50 4,248.00
0.17 SIRI SIRIUS XM HOLDINGS INC BGLDK10 6.04 700 4,228.00
0.15 CDW CDW CORP/DE BBM5MD6 195.09 20 3,901.80
0.15 CERN CERNER CORP 2185284 74.23 50 3,711.50
0.14 DLTR DOLLAR TREE INC 2272476 88.44 40 3,537.60
0.13 CASH 1.00 3,366 3,366.16
0.12 INCY INCYTE CORP 2471950 73.44 40 2,937.60
0.10 TCOM TRIP.COM GROUP LTD-ADR BK1K3N2 28.59 90 2,573.10
0.09 CHKP CHECK POINT SOFTWARE TECH 2181334 117.53 20 2,350.60
0.09 FOXA FOX CORP - CLASS A BJJMGL2 36.56 60 2,193.60
0.05 FOX FOX CORP - CLASS B BJJMGY5 34.06 40 1,362.40
0.01 NQX US 09/17/21 P2550 27.50 8 220.00
Holdings are subject to change.


Investing involves risk, including the possible loss of principal. Concentration in a particular industry or sector will subject QTR to loss due to adverse occurrences that may affect that industry or sector. Investors in QTR should be willing to accept a high degree of volatility in the price of the fund’s shares and the possibility of significant losses.

The Fund engages in options trading. An option is a contract sold by one party to another that gives the buyer the right, but not the obligation, to buy (call) or sell (put) a stock at an agreed upon strike price within a certain period or on a specific date. By purchasing put options, in return for the payment of premiums, the Fund may be protected from a significant decline in the price of the Nasdaq 100 Index if the put options become in the money (Nasdaq 100 closes below the strike price as of the expiration date); but during periods where the Nasdaq 100 Index appreciates, the Fund will underperform due to the cost of the premiums paid. A liquid market may not exist for options held by the Fund. QTR is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Nasdaq, nor does this entity make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Nasdaq.