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ALTY

SuperDividend® Alternatives ETF

Fund Summary

The Global X SuperDividend® Alternatives ETF (ALTY) provides exposure to a variety of alternative income-generating categories, including: real estate, MLPs and infrastructure, institutional managers, and fixed income and derivative strategies.

Fund Objective

The Global X SuperDividend® Alternatives ETF (ALTY) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx SuperDividend Alternatives Index.

Why ALTY?

High Income Potential

ALTY invests in among the highest yielding securities across a variety of alternative asset classes, potentially increasing a portfolio's yield.

Monthly Distributions

ALTY makes distributions on a monthly basis, providing a regular source of income for a portfolio.

Alternative Solution

ALTY invests in four different alternative income segments, including real estate, MLPs and infrastructure, private equity and BDCs, and fixed income and derivative strategies, potentially serving as a portfolio's entire alternatives allocation.

Fund Details As of 2/18/20

Key Facts

Ticker ALTY
Inception Date 7/13/15
CUSIP 37954Y806
ISIN US37954Y8066
Bloomberg Index Ticker IALTYT
Primary Exchange Nasdaq

Stats & Fees

Net Assets $25,557,723
NAV $15.03
Shares Outstanding 1,700,000
Management Fee 0.75%
Acquired Fund Fees & Expenses 2.73%
Total Expense Ratio 3.48%

Distributions

30-Day SEC Yield 7.77%
12-Month Trailing Yield 8.87%
Distribution Yield 8.21%
Distribution Frequency Monthly
 Distribution Calendar

Fund Documents

Fund Research

Fund Prices As of 2/18/20

NAV Price
Net Asset Value $15.03 Closing Price $15.03
Daily Change -$0.01 -0.03% Daily Change $0.02 0.10%

Performance History

Premium Discount Chart

Cumulative %

Data as of month end (1/31/20)

 Fund NAV Closing Price Index
1 Month 0.20% -- 0.11%
3 Months 2.69% 2.69% 2.39%
6 Months 3.24% 2.89% 3.05%
Since Inception 41.77% 41.56% 46.22%

Avg Annualized %

Data as of month end (1/31/20)

 Fund NAV Closing Price Index
1 Year 9.88% 10.01% 10.08%
3 Years 7.50% 7.11% 8.15%
Since Inception 7.98% 7.94% 8.70%

Avg Annualized %

Data as of quarter end (12/31/19)

 Fund NAV Closing Price Index
1 Year 21.36% 21.33% 21.84%
3 Years 8.10% 8.10% 8.80%
Since Inception 8.08% 8.09% 8.84%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Top 10 Holdings

As of 2/18/20
Full Holdings (.csv)
Net Assets % Name Market Price ($) Shares Held Market Value ($)
22.86 GLOBALX SUPD REI 15.68 372,619 5,842,665.92
2.63 ALLIANZGI NFJ DI 13.52 49,782 673,052.64
2.57 WA-EMRG MRKT DBT 14.94 43,934 656,373.96
2.56 EATON V T/M G BR 10.49 62,301 653,537.49
2.53 EATON VANCE RISK 9.79 66,046 646,590.34
2.48 VOYA-GL EQ DV PR 6.24 101,665 634,389.60
2.47 MORGAN STANLEY E 6.91 91,414 631,670.74
2.45 EATON VA-T/M B/W 15.25 41,056 626,104.00
2.42 STONE HARBOR EMER MKT INC 13.20 46,946 619,687.20
2.42 BLACKROCK INCOME TRUST 6.14 100,619 617,800.66
Holdings are subject to change. Cash, where shown, includes other assets and liabilities, such as payables and receivables.

Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles, or from economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. The Fund may invest in derivatives, which are often more volatile than other investments and may magnify the Fund’s gains or losses.

ALTY may invest in MLPs, infrastructure investments, REITs, mortgage REITs, convertibles, preferred stocks, senior loans, currency trading, long/short credit, business development companies (“BDCs”), private equity, alternative strategy managed portfolios- and option-writing and therefore may be subject to all underlying risks. ALTY is non-diversified. Narrowly focused investments may be subject to higher volatility. High yielding stocks are often speculative, high-risk investments. These companies can be paying out more than they can support and may reduce their dividends or stop paying dividends at any time, which could have a material adverse effect on the stock price of these companies and the Fund’s performance. Diversification does not prevent all investment loss.

REIT investments are subject to changes in economic conditions, credit risk and interest rate fluctuations. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. The Fund may invest in derivatives, which are often more volatile than other investments and may magnify the Fund’s gains or losses.

Investments in securities of MLPs involve risks that differ from investments in common stock including risks related to limited control and limited rights to vote on matters affecting the MLP. MLP common units and other equity securities can be affected by economic and other factors affecting the stock market in general, expectations of interest rates, investor sentiment towards MLPs or the energy sector, changes in a particular issuer’s financial condition, or unfavorable or unanticipated poor performance of a particular issuer. MLP investments in the energy industry entail significant risk and volatility.

BDCs may carry risks similar to those of a private equity or venture capital fund. BDC company securities are not redeemable at the option of the shareholder and they may trade in the market at a discount to their net asset value. BDCs usually trade at a discount to their net asset value because they invest in unlisted securities and have limited access to capital markets. The Fund will indirectly bear its pro rata share of the fees and expenses incurred by a BDC it invests in, including advisory fees.

Bonds and bond funds generally decrease in value as interest rates rise. Mortgage-backed securities are subject to prepayment and extension risk and therefore react differently to changes in interest rates than other bonds. Small movements in interest rates may quickly and significantly reduce the value of certain mortgage-backed securities.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. The closing price is the Mid-Point between the Bid and Ask price as of the close of exchange. Closing price returns do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.