ALTY


SuperDividend® Alternatives ETF

Fund Summary

The Global X SuperDividend® Alternatives ETF (ALTY) provides exposure to a variety of alternative income-generating categories, including: real estate, MLPs and infrastructure, institutional managers, and fixed income and derivative strategies.

Fund Objective

The Global X SuperDividend® Alternatives ETF (ALTY) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx SuperDividend Alternatives Index.

Why ALTY?

High Income Potential

ALTY invests in among the highest yielding securities across a variety of alternative asset classes, potentially increasing a portfolio's yield.

Monthly Distributions

ALTY makes distributions on a monthly basis, providing a regular source of income for a portfolio.

Alternative Solution

ALTY invests in four different alternative income segments, including real estate, MLPs and infrastructure, private equity and BDCs, and fixed income and derivative strategies, potentially serving as a portfolio's entire alternatives allocation.

Fund Details As of 09/15/21

Key Facts

Ticker ALTY
Inception Date 07/13/15
CUSIP 37954Y806
ISIN US37954Y8066
Bloomberg Index Ticker IALTYT
Primary Exchange Nasdaq
Number of Holdings 45

Stats & Fees

Net Assets $33,096,785
Net Asset Value (NAV) $13.68
Shares Outstanding 2,420,000
Management Fee 0.75%
Acquired Fund Fees & Other Expenses 2.07%
Total Expense Ratio 2.82%

Distributions

30-Day SEC Yield 6.20%
12-Month Trailing Yield 6.75%
Distribution Yield 6.71%
Distribution Frequency Monthly

Fund Prices As of 09/15/21

NAV $13.68 Daily Change $0.08 0.56%
Market Price $13.65 Daily Change $0.07 0.52%
30-Day Median Bid-Ask Spread 0.29%

Performance History

As of recent
(06/30/21)
As of recent
(06/30/21)
Fund NAV Market Price Index
1 Year 37.07% 36.96% 37.68%
3 Years 5.82% 5.91% 5.92%
5 Years 6.37% 6.35% 6.76%
Since Inception 6.72% 6.76% 7.20%
1 Year 35.09% 35.13% 35.63%
3 Years 5.04% 4.97% 5.10%
5 Years 5.77% 5.62% 6.14%
Since Inception 6.89% 6.91% 7.37%
Year-to-Date 19.72% 19.87% 19.91%
1 Month 1.27% 1.49% 1.30%
3 Months 9.08% 8.97% 9.11%
Since Inception 47.41% 47.72% 51.46%
Year-to-Date 22.22% 22.27% 22.50%
1 Month 1.19% 1.03% 1.24%
3 Months 3.38% 3.52% 3.48%
Since Inception 50.48% 50.68% 54.73%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Top Holdings As of 09/15/21

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
16.56 SRET GLOBALX SUPD REI BWDPB46 9.71 564,361 5,479,945.31
3.14 IGD VOYA-GL EQ DV PR BLMQ585 6.16 168,778 1,039,672.48
3.13 BKT BLACKROCK INCOME TRUST 2086956 6.49 159,515 1,035,252.35
3.13 DMO WESTERN ASSET MO B62HD01 16.00 64,657 1,034,512.00
3.12 EDD MORGAN STANLEY E B1W7RN7 6.29 164,362 1,033,836.98
3.12 TEI TEMPLETON EM INC 2884138 8.14 126,722 1,031,517.08
3.09 BXMX NUV SPX B/W INC B038CH1 14.62 70,000 1,023,400.00
3.09 JLS NUVEEN MORTGAGE & INCOME B4Q3GM4 21.13 48,347 1,021,572.11
3.06 DIAX NUV DJI DYN O/W BTF3114 17.16 59,065 1,013,555.40
3.05 RA BROOKFIELD REAL BDHT497 21.97 45,931 1,009,104.07
3.03 EMD WA-EMRG MRKT DBT 2183750 13.97 71,800 1,003,046.00
2.99 ETB EATON VANCE T/M BUY-WR IN B07W5J2 16.49 59,948 988,542.52
2.95 EDF STONE HARBOR EMER MKT INC B59GMT6 8.29 117,789 975,881.87
2.90 ETJ EATON VANCE RISK B23K5C7 11.02 87,056 959,357.12
1.80 BX BLACKSTONE INC BKF2SL7 134.60 4,414 594,124.40
1.58 SO SOUTHERN CO/THE 2829601 66.01 7,922 522,931.22
1.54 EVRG EVERGY INC BFMXGR0 64.78 7,851 508,587.78
1.53 CODI COMPASS DIVERSIF B14TC70 30.13 16,810 506,485.30
1.51 PPL PPL CORP 2680905 29.46 16,960 499,641.60
1.50 DUK DUKE ENERGY CORP B7VD3F2 102.03 4,852 495,049.56
1.49 BSM BLACK STONE MINERALS LP BWZWYS0 11.16 44,134 492,535.44
1.48 OGE OGE ENERGY CORP 2657802 34.72 14,098 489,482.56
1.47 D DOMINION ENERGY INC 2542049 75.55 6,444 486,844.20
1.46 EIX EDISON INTERNATIONAL 2829515 59.04 8,205 484,423.20
1.42 SPH SUBURBAN PROPANE 2144070 15.21 30,928 470,414.88
1.41 SUN SUNOCO LP BRTR130 37.19 12,585 468,036.15
1.41 KKR KKR & CO INC BG1FRR1 64.62 7,235 467,525.70
1.40 CG CARLYLE GROUP INC/THE BKRTG56 50.54 9,143 462,087.22
1.39 OCSL OAKTREE SPECIALT BF4WC11 7.18 64,069 460,015.42
1.38 MMP MAGELLAN MIDSTRE 2723037 47.21 9,701 457,984.21
1.36 MPLX MPLX LP B847R56 28.04 16,022 449,256.88
1.35 IEP ICAHN ENTERPRISES LP 2023975 52.19 8,567 447,111.73
1.34 NMFC NEW MOUNTAIN FINANCE CORP B61WWF5 13.41 32,951 441,872.91
1.33 ARCC ARES CAPITAL CORP B032FN0 20.22 21,808 440,957.76
1.31 MAIN MAIN STREET CAPITAL CORP B28BNR6 41.70 10,433 435,056.10
1.31 ORCC OWL ROCK CAPITAL CORP BK0P8V1 14.50 29,891 433,419.50
1.31 BPMP BP MIDSTREAM PARTNERS LP BYP71F5 13.21 32,766 432,838.86
1.31 GAIN GLADSTONE INVESTMENT CORP B0C1G46 14.52 29,744 431,882.88
1.29 KMI KINDER MORGAN INC B3NQ4P8 16.38 26,024 426,273.12
1.29 TSLX SIXTH STREET SPE BMGGJV9 22.13 19,247 425,936.11
1.29 GBDC GOLUB CAPITAL BDC INC B60K6F8 15.44 27,558 425,495.52
1.27 HTGC HERCULES CAPITAL INC B07LT08 16.85 25,018 421,553.30
1.25 ET ENERGY TRANSFER LP B0WHXD2 9.24 44,922 415,079.28
1.22 PSEC PROSPECT CAPITAL CORP B020VX7 7.90 51,086 403,579.40
1.22 HLNE HAMILTON LANE INC-CLASS A BF0SR29 85.61 4,704 402,709.44
0.45 CASH 1.00 148,398 148,398.01
Holdings are subject to change.


Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles, or from economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. The Fund may invest in derivatives, which are often more volatile than other investments and may magnify the Fund’s gains or losses.

ALTY may invest in MLPs, infrastructure investments, REITs, mortgage REITs, convertibles, preferred stocks, senior loans, currency trading, long/short credit, business development companies (“BDCs”), private equity, alternative strategy managed portfolios- and option-writing and therefore may be subject to all underlying risks. ALTY is non-diversified. Narrowly focused investments may be subject to higher volatility. High yielding stocks are often speculative, high-risk investments. These companies can be paying out more than they can support and may reduce their dividends or stop paying dividends at any time, which could have a material adverse effect on the stock price of these companies and the Fund’s performance. Diversification does not prevent all investment loss.

REIT investments are subject to changes in economic conditions, credit risk and interest rate fluctuations. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. The Fund may invest in derivatives, which are often more volatile than other investments and may magnify the Fund’s gains or losses.

Investments in securities of MLPs involve risks that differ from investments in common stock including risks related to limited control and limited rights to vote on matters affecting the MLP. MLP common units and other equity securities can be affected by economic and other factors affecting the stock market in general, expectations of interest rates, investor sentiment towards MLPs or the energy sector, changes in a particular issuer’s financial condition, or unfavorable or unanticipated poor performance of a particular issuer. MLP investments in the energy industry entail significant risk and volatility.

BDCs may carry risks similar to those of a private equity or venture capital fund. BDC company securities are not redeemable at the option of the shareholder and they may trade in the market at a discount to their net asset value. BDCs usually trade at a discount to their net asset value because they invest in unlisted securities and have limited access to capital markets. The Fund will indirectly bear its pro rata share of the fees and expenses incurred by a BDC it invests in, including advisory fees.

Bonds and bond funds generally decrease in value as interest rates rise. Mortgage-backed securities are subject to prepayment and extension risk and therefore react differently to changes in interest rates than other bonds. Small movements in interest rates may quickly and significantly reduce the value of certain mortgage-backed securities.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.