ALTY

SuperDividend® Alternatives ETF

Fund Summary

The Global X SuperDividend® Alternatives ETF (ALTY) provides exposure to a variety of alternative income-generating categories, including: real estate, MLPs and infrastructure, institutional managers, and fixed income and derivative strategies.

Fund Objective

The Global X SuperDividend® Alternatives ETF (ALTY) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx SuperDividend Alternatives Index.

Why ALTY?

High Income Potential

ALTY invests in among the highest yielding securities across a variety of alternative asset classes, potentially increasing a portfolio's yield.

Monthly Distributions

ALTY makes distributions on a monthly basis, providing a regular source of income for a portfolio.

Alternative Solution

ALTY invests in four different alternative income segments, including real estate, MLPs and infrastructure, private equity and BDCs, and fixed income and derivative strategies, potentially serving as a portfolio's entire alternatives allocation.

Fund Details As of 06/16/21

Key Facts

Ticker	ALTY
Inception Date	07/13/15
CUSIP	37954Y806
ISIN	US37954Y8066
Bloomberg Index Ticker	IALTYT
Primary Exchange	Nasdaq
Number of Holdings	45

Stats & Fees

Net Assets	$32,810,500
Net Asset Value (NAV)	$13.79
Shares Outstanding	2,380,000
Management Fee	0.75%
Acquired Fund Fees & Other Expenses	2.07%
Total Expense Ratio	2.82%

Distributions

30-Day SEC Yield	6.25%
12-Month Trailing Yield	7.10%
Distribution Yield	6.23%
Distribution Frequency	Monthly

Fund Documents

Fund Research

Fund Prices As of 06/16/21

NAV	$13.79	Daily Change	-$0.02	-0.15%
Market Price	$13.83	Daily Change	-$0.04	-0.29%
30-Day Median Bid-Ask Spread	0.22%

As of recent (03/31/21) As of recent (03/31/21)	Fund NAV	Market Price	Index
1 Year	57.83%	58.80%	58.44%
3 Years	4.35%	4.33%	4.51%
5 Years	5.97%	6.05%	6.41%
Since Inception	5.41%	5.47%	5.90%
1 Year	36.41%	36.63%	36.93%
3 Years	5.48%	5.47%	5.58%
5 Years	6.92%	6.86%	7.33%
Since Inception	6.59%	6.59%	7.07%
Year-to-Date	9.76%	10.00%	9.90%
1 Month	3.97%	4.21%	4.00%
3 Months	9.76%	10.00%	9.90%
Since Inception	35.14%	35.55%	38.81%
Year-to-Date	18.23%	18.11%	18.38%
1 Month	1.66%	1.13%	1.62%
3 Months	12.00%	11.90%	12.03%
Since Inception	45.56%	45.55%	49.52%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
18.00	SRET	GLOBALX SUPD REI	BWDPB46	10.09	585,292	5,905,596.28
2.89	ET	ENERGY TRANSFER LP	B0WHXD2	11.35	83,560	948,406.00
2.82	RA	BROOKFIELD REAL	BDHT497	22.14	41,833	926,182.62
2.77	EDF	STONE HARBOR EMER MKT INC	B59GMT6	8.47	107,354	909,288.38
2.75	MPLX	MPLX LP	B847R56	30.94	29,210	903,757.40
2.57	BXMX	NUV SPX B/W INC	B038CH1	14.28	58,981	842,248.68
2.56	ETB	EATON VANCE T/M BUY-WR IN	B07W5J2	16.82	49,985	840,747.70
2.56	IGD	VOYA-GL EQ DV PR	BLMQ585	6.10	137,731	840,159.10
2.53	DIAX	NUV DJI DYN O/W	BTF3114	16.87	49,277	831,302.99
2.46	ETJ	EATON VANCE RISK	B23K5C7	11.46	70,500	807,930.00
2.43	DMO	WESTERN ASSET MO	B62HD01	15.44	51,670	797,784.80
2.33	BSM	BLACK STONE MINERALS LP	BWZWYS0	10.58	72,111	762,934.38
2.32	EMD	WA-EMRG MRKT DBT	2183750	13.95	54,612	761,837.40
2.27	EDD	MORGAN STANLEY E	B1W7RN7	6.21	119,988	745,125.48
2.24	BPMP	BP MIDSTREAM PARTNERS LP	BYP71F5	15.68	46,900	735,392.00
2.22	TEI	TEMPLETON EM INC	2884138	7.94	91,567	727,041.98
2.20	JLS	NUVEEN MORTGAGE & INCOME	B4Q3GM4	20.75	34,757	721,207.75
2.15	SUN	SUNOCO LP	BRTR130	38.07	18,492	703,990.44
2.13	MMP	MAGELLAN MIDSTRE	2723037	53.23	13,121	698,430.83
2.12	BKT	BLACKROCK INCOME TRUST	2086956	6.27	110,651	693,781.77
2.10	KMI	KINDER MORGAN INC	B3NQ4P8	18.85	36,508	688,175.80
1.68	BX	BLACKSTONE GROUP INC/THE	BKF2SL7	98.48	5,607	552,177.36
1.67	EVRG	EVERGY INC	BFMXGR0	64.22	8,544	548,695.68
1.62	PSEC	PROSPECT CAPITAL CORP	B020VX7	8.89	59,783	531,470.87
1.59	CG	CARLYLE GROUP INC/THE	BKRTG56	45.06	11,581	521,839.86
1.58	IEP	ICAHN ENTERPRISES LP	2023975	55.69	9,303	518,084.07
1.56	OGE	OGE ENERGY CORP	2657802	34.78	14,711	511,648.58
1.54	SO	SOUTHERN CO/THE	2829601	62.98	8,015	504,784.70
1.53	DUK	DUKE ENERGY CORP	B7VD3F2	101.81	4,914	500,294.34
1.51	EIX	EDISON INTERNATIONAL	2829515	57.78	8,576	495,521.28
1.43	GAIN	GLADSTONE INVESTMENT CORP	B0C1G46	14.32	32,839	470,254.48
1.43	KKR	KKR & CO INC	BG1FRR1	57.03	8,245	470,212.35
1.42	PPL	PPL CORP	2680905	28.68	16,286	467,082.48
1.37	HTGC	HERCULES CAPITAL INC	B07LT08	17.40	25,864	450,033.60
1.32	SPH	SUBURBAN PROPANE	2144070	15.41	28,149	433,776.09
1.29	ARCC	ARES CAPITAL CORP	B032FN0	19.67	21,451	421,941.17
1.28	D	DOMINION ENERGY INC	2542049	76.50	5,481	419,296.50
1.27	MAIN	MAIN STREET CAPITAL CORP	B28BNR6	42.17	9,910	417,904.70
1.27	NMFC	NEW MOUNTAIN FINANCE CORP	B61WWF5	13.22	31,417	415,332.74
1.25	OCSL	OAKTREE SPECIALT	BF4WC11	6.74	60,654	408,807.96
1.23	TSLX	SIXTH STREET SPE	BMGGJV9	22.28	18,171	404,849.88
1.23	CODI	COMPASS DIVERSIF	B14TC70	26.04	15,501	403,646.04
1.22	HLNE	HAMILTON LANE INC-CLASS A	BF0SR29	91.32	4,376	399,616.32
1.11	ORCC	OWL ROCK CAPITAL CORP	BK0P8V1	14.85	24,514	364,032.90
1.08	GBDC	GOLUB CAPITAL BDC INC	B60K6F8	15.68	22,536	353,364.48
0.11		CASH		1.00	34,399	34,399.13

Holdings are subject to change.

Latest Premium / Discount As of 06/16/21

NAV	$13.79
Market Price	$13.83
Premium / (Discount)	$0.04

Current View 2021 Q2 As of 06/16/21

Days at Premium	40
Days at NAV	0
Days at Discount	13
Greatest Premium	1.09%
Greatest Discount	-0.51%

Daily Premium / Discount History As of 06/16/21

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles, or from economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. The Fund may invest in derivatives, which are often more volatile than other investments and may magnify the Fund’s gains or losses.

ALTY may invest in MLPs, infrastructure investments, REITs, mortgage REITs, convertibles, preferred stocks, senior loans, currency trading, long/short credit, business development companies (“BDCs”), private equity, alternative strategy managed portfolios- and option-writing and therefore may be subject to all underlying risks. ALTY is non-diversified. Narrowly focused investments may be subject to higher volatility. High yielding stocks are often speculative, high-risk investments. These companies can be paying out more than they can support and may reduce their dividends or stop paying dividends at any time, which could have a material adverse effect on the stock price of these companies and the Fund’s performance. Diversification does not prevent all investment loss.

REIT investments are subject to changes in economic conditions, credit risk and interest rate fluctuations. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. The Fund may invest in derivatives, which are often more volatile than other investments and may magnify the Fund’s gains or losses.

Investments in securities of MLPs involve risks that differ from investments in common stock including risks related to limited control and limited rights to vote on matters affecting the MLP. MLP common units and other equity securities can be affected by economic and other factors affecting the stock market in general, expectations of interest rates, investor sentiment towards MLPs or the energy sector, changes in a particular issuer’s financial condition, or unfavorable or unanticipated poor performance of a particular issuer. MLP investments in the energy industry entail significant risk and volatility.

BDCs may carry risks similar to those of a private equity or venture capital fund. BDC company securities are not redeemable at the option of the shareholder and they may trade in the market at a discount to their net asset value. BDCs usually trade at a discount to their net asset value because they invest in unlisted securities and have limited access to capital markets. The Fund will indirectly bear its pro rata share of the fees and expenses incurred by a BDC it invests in, including advisory fees.

Bonds and bond funds generally decrease in value as interest rates rise. Mortgage-backed securities are subject to prepayment and extension risk and therefore react differently to changes in interest rates than other bonds. Small movements in interest rates may quickly and significantly reduce the value of certain mortgage-backed securities.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.