AQWA


Clean Water ETF

Reasons to Consider AQWA

Long-Term Growth Potential

AQWA enables investors to access long-term growth potential through companies at the leading edge of the clean water theme.

Unconstrained Access

AQWA's composition transcends classic sector, industry, and geographic classifications.

Conscious Approach

AQWA incorporates Environmental, Social & Governance (ESG) screens and follows ESG proxy voting guidelines to affect positive change alongside financial returns.

Key Information As of 11/30/21

Inception Date 04/08/21
Total Expense Ratio 0.50%
Net Assets $8.70 million
NAV $16.73
Fact Sheet

ETF Summary

The Global X Clean Water ETF (AQWA) seeks to invest in companies advancing the provision of clean water through industrial water treatment, storage and distribution infrastructure, as well as purification and efficiency strategies, among other activities.

ETF Objective

The Global X Clean Water ETF (AQWA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Clean Water Industry Index.

Trading Details As of 11/30/21

Ticker AQWA
Bloomberg Index Ticker SOLAQWA
CUSIP 37954Y186
ISIN US37954Y1863
Primary Exchange Nasdaq
Shares Outstanding 520,000
Number of Holdings 40
30-Day Median Bid-Ask Spread 0.24%

Distributions As of 11/30/21

30-Day SEC Yield 1.25%
Distribution Frequency Semi-Annually

ETF Prices As of 11/30/21

NAV $16.73 Daily Change -$0.36 -2.12%
Market Price $16.77 Daily Change -$0.33 -1.93%

Performance History

As of recent
(09/30/21)
Fund NAV Market Price Index
Year-to-Date -- -- --
1 Month -6.48% -6.42% -6.45%
3 Months 1.39% 2.15% 1.47%
Since Inception 6.79% 7.79% 6.97%
Year-to-Date -- -- --
1 Month 4.68% 3.59% 4.72%
3 Months 0.78% 0.18% 0.90%
Since Inception 11.79% 11.66% 12.02%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Top Holdings As of 11/30/21

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
8.13 ECL ECOLAB INC 2304227 221.47 3,193 707,153.71
7.66 AWK AMERICAN WATER W B2R3PV1 168.57 3,954 666,525.78
7.49 XYL XYLEM INC B3P2CN8 121.11 5,379 651,450.69
7.14 PNR PENTAIR PLC BLS09M3 73.69 8,424 620,764.56
6.79 WTRG ESSENTIAL UTILITIES INC BLCF3J9 47.27 12,497 590,733.19
5.03 AOS SMITH (A.O.) CORP 2816023 79.05 5,532 437,304.60
4.40 SVT LN SEVERN TRENT PLC B1FH8J7 38.18 10,013 382,313.10
4.39 SEV FP SUEZ B3B8D04 22.21 17,197 382,007.15
4.36 UU/ LN UNITED UTILITIES B39J2M4 14.35 26,424 379,128.78
4.32 WMS ADVANCED DRAINAG BP7RS59 123.71 3,037 375,707.27
3.40 AQUA EVOQUA WATER TEC BF329G6 44.98 6,582 296,058.36
3.31 WTS WATTS WATER TE-A 2943620 188.71 1,527 288,160.17
2.91 PNN LN PENNON GROUP PLC BNNTLN4 16.21 15,642 253,505.28
2.87 6370 JP KURITA WATER IND 6497963 46.68 5,342 249,351.36
2.41 270 HK GUANGDONG INVESTMENT LTD 6913168 1.33 157,300 209,441.43
2.21 AWR AMERICAN STATES WATER CO 2267171 94.18 2,038 191,938.84
2.19 FELE FRANKLIN ELECTRIC CO INC 2350383 88.05 2,163 190,452.15
2.19 RWC AU RELIANCE WORLDWI BD1DM79 4.37 43,529 190,432.04
2.06 CWT CALIF WATER SRVC 2165383 63.01 2,849 179,515.49
1.98 021240 KS COWAY CO LTD 6173401 56.99 3,020 172,113.81
1.89 BMI BADGER METER INC 2069128 102.36 1,608 164,594.88
1.49 300070 C2 BEIJING ORIGIN-A BD5CNZ7 1.11 116,900 129,606.78
1.35 MWA MUELLER WATER-A B15RZR4 13.64 8,606 117,385.84
1.32 SBSP3 BZ SABESP B1YCHL8 5.96 19,206 114,515.52
1.18 SJW SJW GROUP 2811932 67.35 1,523 102,574.05
1.11 MSEX MIDDLESEX WATER CO 2589466 103.04 938 96,651.52
1.01 KIT SP KEPPEL INFRASTRU B1P31B8 0.39 225,147 87,848.63
0.91 371 HK BJ ENT WATER B01YCG0 0.37 211,440 78,925.38
0.73 000598 C2 CHENGDU XINGRO-A BD5CJV5 0.95 67,300 63,639.41
0.52 ERII ENERGY RECOVERY INC B3B5J07 21.25 2,117 44,986.25
0.46 FRTA FORTERRA INC BYT4SV7 23.79 1,676 39,872.04
0.37 AGUAS/A CI AGUAS ANDINAS SA-A 2311238 0.21 149,968 31,861.74
0.35 603360 C1 DALIAN BAIAO-A BKM3FT0 2.33 13,200 30,697.92
0.33 000544 C2 ZHONGYUAN ENVIRONMENT-A BK92GH5 1.00 28,400 28,503.10
0.32 WTTR SELECT ENERGY -A BDHSLL5 5.73 4,897 28,059.81
0.30 9551 JP METAWATER CO LTD BSTJDT3 17.17 1,519 26,087.01
0.29 6368 JP ORGANO CORP 6470522 60.06 424 25,467.26
0.29 CSMG3 BZ COPASA MG - ORD B0YBZJ2 2.27 11,057 25,094.62
0.27 6254 JP NOMURA MICRO SCI B248ZF3 42.67 542 23,127.31
0.18 VOW NO VOW ASA BLD3303 2.41 6,331 15,286.65
0.12 CASH 1.00 10,596 10,597.20
Holdings are subject to change.

Sector Breakdown As of 10/31/21

Sector Weight (%)
Industrials 47.6
Utilities 39.8
Materials 8.9
Consumer Discretionary 2.4
Financials 1.0
Energy 0.3

Source: AltaVista Research, LLC

Country Breakdown As of 10/31/21

Country Weight (%)
United States 59.3
Britain 18.6
France 4.5
Japan 3.9
Hong Kong 3.2
China 2.8
South Korea 2.4
Australia 2.2
Brazil 1.7
Singapore 1.0
Chile 0.3
Other/Cash 0.1

Source: AltaVista Research, LLC

ETF Characteristics As of 11/30/21

Return on Equity 12.40%
Weighted Avg. Market Cap 15,058 M
2020 2021
Price-to-earnings 35.46 26.02
Price-to-book value 3.34 3.13

Source: AltaVista Research, LLC

ETF Research

Investing involves risk, including the possible loss of principal. The investable universe of companies in which AQWA may invest may be limited. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Clean Water Companies typically face intense competition, short product lifecycles and potentially rapid product obsolescence. Clean Water Companies are subject to significant regulation regarding the usage, treatment, and distribution of water. Clean Water Companies may also be adversely affected by the impact of global climate change on the available supply of clean water reserves. AQWA is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s shares did not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Solactive AG.