AQWA


Clean Water ETF

Fund Summary

The Global X Clean Water ETF (AQWA) seeks to invest in companies advancing the provision of clean water through industrial water treatment, storage and distribution infrastructure, as well as purification and efficiency strategies, among other activities.

Fund Objective

The Global X Clean Water ETF (AQWA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Clean Water Industry Index.

Why AQWA?

Long-Term Growth Potential

AQWA enables investors to access long-term growth potential through companies at the leading edge of the clean water theme.

Unconstrained Access

AQWA's composition transcends classic sector, industry, and geographic classifications.

Conscious Approach

AQWA incorporates Environmental, Social & Governance (ESG) screens and follows ESG proxy voting guidelines to affect positive change alongside financial returns.

Fund Details As of 05/12/21

Key Facts

Ticker AQWA
Inception Date 04/08/21
CUSIP 37954Y186
ISIN US37954Y1863
Bloomberg Index Ticker SOLAQWA
Primary Exchange Nasdaq
Number of Holdings 39

Stats & Fees

Net Assets $3,068,171
Net Asset Value (NAV) $15.34
Shares Outstanding 200,000
Total Expense Ratio 0.50%

Distributions

30-Day SEC Yield 1.39%
Distribution Frequency Semi-Annually

Fund Prices As of 05/12/21

NAV $15.34 Daily Change -$0.39 -2.46%
Market Price $15.35 Daily Change -$0.40 -2.54%
30-Day Median Bid-Ask Spread N/A

Performance History

As of recent
(03/31/21)
Fund NAV Market Price Index
Year-to-Date -- -- --
1 Month -- -- --
3 Months -- -- --
Since Inception -- -- --
Year-to-Date -- -- --
1 Month -- -- --
3 Months -- -- --
Since Inception 3.12% 3.26% 3.17%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 05/11/21

Return on Equity 13.20%
Weighted Avg. Market Cap 14,656 M
2020 2021
Price-to-earnings 31.22 24.97
Price-to-book value 3.31 3.31

Source: AltaVista Research, LLC

Sector Breakdown As of 04/30/21

% of Net Assets
Industrials 44.6
Utilities 43.1
Materials 8.8
Consumer Discretionary 2.4
Financials 1.1

Source: AltaVista Research, LLC

Country Breakdown As of 04/30/21

% of Net Assets
United States 57.8
Britain 18.8
France 4.7
Hong Kong 3.9
Japan 3.7
China 2.6
South Korea 2.4
Brazil 2.3
Australia 2.0
Singapore 1.1
Chile 0.5
Other/Cash 0.2

Source: AltaVista Research, LLC

Top Holdings As of 05/12/21

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
8.54 XYL XYLEM INC B3P2CN8 112.98 2,320 262,113.60
7.94 ECL ECOLAB INC 2304227 217.44 1,120 243,532.80
7.90 AWK AMERICAN WATER W B2R3PV1 149.59 1,620 242,335.80
7.44 WTRG ESSENTIAL UTILITIES INC BLCF3J9 45.10 5,060 228,202.46
6.16 PNR PENTAIR PLC BLS09M3 65.58 2,880 188,870.40
4.73 SEV FP SUEZ B3B8D04 24.03 6,040 145,112.00
4.68 SVT LN SEVERN TRENT PLC B1FH8J7 34.71 4,140 143,686.37
4.65 UU/ LN UNITED UTILITIES B39J2M4 13.65 10,450 142,688.16
4.47 AOS SMITH (A.O.) CORP 2816023 68.49 2,000 136,980.00
4.17 WMS ADVANCED DRAINAG BP7RS59 108.53 1,180 128,065.40
3.82 PNN LN PENNON GROUP PLC B18V863 14.47 8,100 117,211.75
2.72 270 HK GUANGDONG INVESTMENT LTD 6913168 1.48 56,300 83,514.27
2.55 021240 KS COWAY CO LTD 6173401 62.15 1,260 78,312.36
2.53 6370 JP KURITA WATER IND 6497963 42.24 1,840 77,721.60
2.52 WTS WATTS WATER TE-A 2943620 133.25 580 77,285.00
2.13 RWC AU RELIANCE WORLDWI BD1DM79 3.93 16,610 65,252.33
2.06 FELE FRANKLIN ELECTRIC CO INC 2350383 82.01 770 63,147.70
2.01 AWR AMERICAN STATES WATER CO 2267171 76.97 800 61,576.00
1.99 BMI BADGER METER INC 2069128 89.92 680 61,145.60
1.98 CWT CALIF WATER SRVC 2165383 55.26 1,100 60,786.00
1.93 AQUA EVOQUA WATER TEC BF329G6 27.99 2,120 59,338.80
1.78 SBSP3 BZ SABESP B1YCHL8 7.65 7,160 54,740.31
1.41 300070 C2 BEIJING ORIGIN-A BD5CNZ7 1.09 39,800 43,236.06
1.39 MWA MUELLER WATER-A B15RZR4 14.16 3,000 42,480.00
1.20 SJW SJW GROUP 2811932 61.08 600 36,648.00
1.15 KIT SP KEPPEL INFRASTRU B1P31B8 0.41 85,460 35,274.30
1.07 371 HK BJ ENT WATER B01YCG0 0.39 85,540 32,933.68
0.91 MSEX MIDDLESEX WATER CO 2589466 77.31 360 27,830.70
0.63 000598 C2 CHENGDU XINGRO-A BD5CJV5 0.81 24,000 19,451.72
0.49 AGUAS/A CI AGUAS ANDINAS SA-A 2311238 0.28 53,200 14,891.00
0.43 CSMG3 BZ COPASA MG - ORD B0YBZJ2 3.18 4,160 13,244.56
0.41 FRTA FORTERRA INC BYT4SV7 23.34 540 12,603.60
0.35 ERII ENERGY RECOVERY INC B3B5J07 16.76 640 10,723.20
0.33 6254 JP NOMURA MICRO SCI B248ZF3 36.48 280 10,214.40
0.32 6368 JP ORGANO CORP 6470522 61.90 160 9,903.54
0.28 9551 JP METAWATER CO LTD BSTJDT3 18.33 460 8,432.46
0.27 000544 C2 ZHONGYUAN ENVIRONMENT-A BK92GH5 1.02 8,200 8,323.39
0.27 603360 C1 DALIAN BAIAO-A BKM3FT0 2.12 3,900 8,273.95
0.20 VOW NO VOW ASA BLD3303 4.14 1,500 6,203.15
0.18 CASH 1.00 5,605 5,604.56
Holdings are subject to change.


Investing involves risk, including the possible loss of principal. The investable universe of companies in which AQWA may invest may be limited. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Clean Water Companies typically face intense competition, short product lifecycles and potentially rapid product obsolescence. Clean Water Companies are subject to significant regulation regarding the usage, treatment, and distribution of water. Clean Water Companies may also be adversely affected by the impact of global climate change on the available supply of clean water reserves. AQWA is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s shares did not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Solactive AG.