AQWA


Clean Water ETF

Reasons to Consider AQWA

Long-Term Growth Potential

AQWA enables investors to access long-term growth potential through companies at the leading edge of the clean water theme.

Unconstrained Access

AQWA's composition transcends classic sector, industry, and geographic classifications.

Conscious Approach

AQWA incorporates Environmental, Social & Governance (ESG) screens and follows ESG proxy voting guidelines to affect positive change alongside financial returns.

Key Information As of 10/21/21

Inception Date 04/08/21
Total Expense Ratio 0.50%
Net Assets $8.62 million
NAV $16.59
Fact Sheet

ETF Summary

The Global X Clean Water ETF (AQWA) seeks to invest in companies advancing the provision of clean water through industrial water treatment, storage and distribution infrastructure, as well as purification and efficiency strategies, among other activities.

ETF Objective

The Global X Clean Water ETF (AQWA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Clean Water Industry Index.

Trading Details As of 10/21/21

Ticker AQWA
Bloomberg Index Ticker SOLAQWA
CUSIP 37954Y186
ISIN US37954Y1863
Primary Exchange Nasdaq
Shares Outstanding 520,000
Number of Holdings 40
30-Day Median Bid-Ask Spread 0.25%

Distributions As of 10/21/21

30-Day SEC Yield 1.19%
Distribution Frequency Semi-Annually

ETF Prices As of 10/21/21

NAV $16.59 Daily Change $0.06 0.34%
Market Price $16.59 Daily Change $0.02 0.12%

Performance History

As of recent month & quarter-end (09/30/21)
Fund NAV Market Price Index
Year-to-Date -- -- --
1 Month -6.48% -6.42% -6.45%
3 Months 1.39% 2.15% 1.47%
Since Inception 6.79% 7.79% 6.97%
Year-to-Date -- -- --
1 Month -6.48% -6.42% -6.45%
3 Months 1.39% 2.15% 1.47%
Since Inception 6.79% 7.79% 6.97%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Top Holdings As of 10/21/21

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
8.21 ECL ECOLAB INC 2304227 222.30 3,186 708,247.80
7.97 XYL XYLEM INC B3P2CN8 128.07 5,364 686,967.48
7.94 AWK AMERICAN WATER W B2R3PV1 173.55 3,945 684,654.75
7.34 PNR PENTAIR PLC BLS09M3 75.27 8,404 632,569.08
6.74 WTRG ESSENTIAL UTILITIES INC BLCF3J9 46.61 12,467 581,086.87
4.58 SEV FP SUEZ B3B8D04 23.05 17,147 395,196.15
4.27 AOS SMITH (A.O.) CORP 2816023 66.73 5,516 368,082.68
4.23 SVT LN SEVERN TRENT PLC B1FH8J7 36.54 9,983 364,794.24
4.21 UU/ LN UNITED UTILITIES B39J2M4 13.77 26,346 362,659.85
3.81 WMS ADVANCED DRAINAG BP7RS59 108.40 3,028 328,235.20
3.26 WTS WATTS WATER TE-A 2943620 184.99 1,520 281,184.80
3.10 AQUA EVOQUA WATER TEC BF329G6 40.71 6,559 267,016.89
3.04 6370 JP KURITA WATER IND 6497963 49.00 5,342 261,763.86
2.87 PNN LN PENNON GROUP PLC BNNTLN4 15.84 15,642 247,743.55
2.48 021240 KS COWAY CO LTD 6173401 70.67 3,020 213,423.94
2.34 270 HK GUANGDONG INVESTMENT LTD 6913168 1.28 157,300 201,732.82
2.21 FELE FRANKLIN ELECTRIC CO INC 2350383 88.11 2,163 190,581.93
2.11 AWR AMERICAN STATES WATER CO 2267171 89.47 2,038 182,339.86
1.95 CWT CALIF WATER SRVC 2165383 59.09 2,849 168,347.41
1.95 RWC AU RELIANCE WORLDWI BD1DM79 3.86 43,529 168,209.40
1.95 BMI BADGER METER INC 2069128 104.53 1,608 168,084.24
1.63 MWA MUELLER WATER-A B15RZR4 16.36 8,606 140,794.16
1.52 300070 C2 BEIJING ORIGIN-A BD5CNZ7 1.12 116,900 131,400.75
1.44 SBSP3 BZ SABESP B1YCHL8 6.48 19,206 124,478.44
1.21 SJW SJW GROUP 2811932 68.41 1,523 104,188.43
1.16 MSEX MIDDLESEX WATER CO 2589466 106.89 938 100,262.82
1.03 KIT SP KEPPEL INFRASTRU B1P31B8 0.39 225,147 88,703.15
0.99 371 HK BJ ENT WATER B01YCG0 0.40 211,440 85,402.28
0.63 000598 C2 CHENGDU XINGRO-A BD5CJV5 0.81 67,300 54,576.25
0.46 ERII ENERGY RECOVERY INC B3B5J07 18.85 2,117 39,905.45
0.46 FRTA FORTERRA INC BYT4SV7 23.80 1,676 39,888.80
0.36 WTTR SELECT ENERGY -A BDHSLL5 6.41 4,897 31,389.77
0.32 000544 C2 ZHONGYUAN ENVIRONMENT-A BK92GH5 0.98 28,400 27,921.38
0.32 603360 C1 DALIAN BAIAO-A BKM3FT0 2.06 13,200 27,256.97
0.31 AGUAS/A CI AGUAS ANDINAS SA-A 2311238 0.19 142,465 26,828.09
0.31 CSMG3 BZ COPASA MG - ORD B0YBZJ2 2.41 11,057 26,603.63
0.29 6368 JP ORGANO CORP 6470522 59.10 424 25,058.35
0.29 9551 JP METAWATER CO LTD BSTJDT3 16.47 1,519 25,010.98
0.27 6254 JP NOMURA MICRO SCI B248ZF3 42.20 542 22,869.90
0.23 VOW NO VOW ASA BLD3303 3.14 6,331 19,854.57
0.22 CASH 1.00 18,999 19,000.63
Holdings are subject to change.

Sector Breakdown As of 09/30/21

Sector Weight (%)
Industrials 47.2
Utilities 40.4
Materials 8.8
Consumer Discretionary 2.3
Financials 1.1
Energy 0.3

Source: AltaVista Research, LLC

Country Breakdown As of 09/30/21

Country Weight (%)
United States 58.3
Britain 18.6
France 4.7
Japan 4.0
Hong Kong 3.5
China 3.1
South Korea 2.3
Brazil 2.0
Australia 2.0
Singapore 1.1
Chile 0.3
Other/Cash 0.1

Source: AltaVista Research, LLC

ETF Characteristics As of 10/21/21

Return on Equity 12.40%
Weighted Avg. Market Cap 14,245 M
2020 2021
Price-to-earnings 35.07 25.70
Price-to-book value 3.30 3.10

Source: AltaVista Research, LLC

ETF Research

Investing involves risk, including the possible loss of principal. The investable universe of companies in which AQWA may invest may be limited. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Clean Water Companies typically face intense competition, short product lifecycles and potentially rapid product obsolescence. Clean Water Companies are subject to significant regulation regarding the usage, treatment, and distribution of water. Clean Water Companies may also be adversely affected by the impact of global climate change on the available supply of clean water reserves. AQWA is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s shares did not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Solactive AG.