AQWA


Clean Water ETF

Fund Summary

The Global X Clean Water ETF (AQWA) seeks to invest in companies advancing the provision of clean water through industrial water treatment, storage and distribution infrastructure, as well as purification and efficiency strategies, among other activities.

Fund Objective

The Global X Clean Water ETF (AQWA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Clean Water Industry Index.

Why AQWA?

Long-Term Growth Potential

AQWA enables investors to access long-term growth potential through companies at the leading edge of the clean water theme.

Unconstrained Access

AQWA's composition transcends classic sector, industry, and geographic classifications.

Conscious Approach

AQWA incorporates Environmental, Social & Governance (ESG) screens and follows ESG proxy voting guidelines to affect positive change alongside financial returns.

Fund Details As of 07/23/21

Key Facts

Ticker AQWA
Inception Date 04/08/21
CUSIP 37954Y186
ISIN US37954Y1863
Bloomberg Index Ticker SOLAQWA
Primary Exchange Nasdaq
Number of Holdings 40

Stats & Fees

Net Assets $3,926,084
Net Asset Value (NAV) $16.36
Shares Outstanding 240,000
Total Expense Ratio 0.50%

Distributions

30-Day SEC Yield 1.37%
Distribution Frequency Semi-Annually

Fund Prices As of 07/23/21

NAV $16.36 Daily Change $0.19 1.21%
Market Price $16.44 Daily Change $0.20 1.23%
30-Day Median Bid-Ask Spread 0.31%

Performance History

As of recent month & quarter-end (06/30/21)
Fund NAV Market Price Index
Year-to-Date -- -- --
1 Month -0.44% -0.56% -0.39%
3 Months -- -- --
Since Inception 5.32% 5.52% 5.42%
Year-to-Date -- -- --
1 Month -0.44% -0.56% -0.39%
3 Months -- -- --
Since Inception 5.32% 5.52% 5.42%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 07/23/21

Return on Equity 12.70%
Weighted Avg. Market Cap 13,814 M
2020 2021
Price-to-earnings 31.63 24.96
Price-to-book value 3.28 3.07

Source: AltaVista Research, LLC

Sector Breakdown As of 06/30/21

% of Net Assets
Industrials 46.1
Utilities 42.0
Materials 8.0
Consumer Discretionary 2.8
Financials 1.1

Source: AltaVista Research, LLC

Country Breakdown As of 06/30/21

% of Net Assets
United States 57.8
Britain 19.2
France 4.5
Japan 3.7
Hong Kong 3.6
South Korea 2.8
China 2.6
Australia 2.1
Brazil 2.1
Singapore 1.1
Chile 0.4
Other/Cash 0.1

Source: AltaVista Research, LLC

Top Holdings As of 07/23/21

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
8.90 XYL XYLEM INC B3P2CN8 123.26 2,835 349,442.10
8.41 AWK AMERICAN WATER W B2R3PV1 167.27 1,974 330,190.98
7.66 WTRG ESSENTIAL UTILITIES INC BLCF3J9 48.65 6,180 300,657.00
7.60 ECL ECOLAB INC 2304227 217.89 1,369 298,291.41
6.14 PNR PENTAIR PLC BLS09M3 68.46 3,520 240,979.20
4.86 SVT LN SEVERN TRENT PLC B1FH8J7 37.68 5,061 190,694.87
4.70 UU/ LN UNITED UTILITIES B39J2M4 14.47 12,749 184,435.26
4.43 WMS ADVANCED DRAINAG BP7RS59 121.32 1,435 174,094.20
4.34 SEV FP SUEZ B3B8D04 23.12 7,371 170,440.77
4.33 AOS SMITH (A.O.) CORP 2816023 69.63 2,442 170,036.46
2.99 021240 KS COWAY CO LTD 6173401 76.12 1,541 117,297.30
2.90 PNN LN PENNON GROUP PLC BNNTLN4 17.27 6,594 113,891.34
2.75 6370 JP KURITA WATER IND 6497963 48.66 2,216 107,823.82
2.65 WTS WATTS WATER TE-A 2943620 146.27 711 103,997.97
2.52 270 HK GUANGDONG INVESTMENT LTD 6913168 1.43 69,200 98,867.96
2.17 AQUA EVOQUA WATER TEC BF329G6 32.80 2,595 85,116.00
2.15 AWR AMERICAN STATES WATER CO 2267171 86.54 976 84,463.04
2.09 BMI BADGER METER INC 2069128 99.74 822 81,986.28
2.07 CWT CALIF WATER SRVC 2165383 60.72 1,341 81,425.52
2.03 RWC AU RELIANCE WORLDWI BD1DM79 3.94 20,274 79,825.36
1.96 FELE FRANKLIN ELECTRIC CO INC 2350383 82.02 939 77,016.78
1.53 SBSP3 BZ SABESP B1YCHL8 6.92 8,708 60,235.33
1.37 MWA MUELLER WATER-A B15RZR4 14.70 3,668 53,919.60
1.35 300070 C2 BEIJING ORIGIN-A BD5CNZ7 1.10 48,400 53,056.02
1.27 SJW SJW GROUP 2811932 67.79 735 49,825.65
1.07 KIT SP KEPPEL INFRASTRU B1P31B8 0.40 104,342 42,167.68
1.06 MSEX MIDDLESEX WATER CO 2589466 96.35 432 41,623.20
0.99 371 HK BJ ENT WATER B01YCG0 0.38 102,740 39,011.09
0.59 000598 C2 CHENGDU XINGRO-A BD5CJV5 0.80 28,800 23,045.15
0.40 ERII ENERGY RECOVERY INC B3B5J07 20.62 768 15,836.16
0.39 FRTA FORTERRA INC BYT4SV7 23.58 652 15,374.16
0.35 CSMG3 BZ COPASA MG - ORD B0YBZJ2 2.73 4,996 13,643.56
0.32 6254 JP NOMURA MICRO SCI B248ZF3 37.76 336 12,686.99
0.31 AGUAS/A CI AGUAS ANDINAS SA-A 2311238 0.19 64,020 12,108.27
0.27 6368 JP ORGANO CORP 6470522 54.26 192 10,418.74
0.26 9551 JP METAWATER CO LTD BSTJDT3 18.31 552 10,104.44
0.26 603360 C1 DALIAN BAIAO-A BKM3FT0 2.14 4,700 10,065.14
0.24 000544 C2 ZHONGYUAN ENVIRONMENT-A BK92GH5 0.95 9,800 9,352.69
0.18 VOW NO VOW ASA BLD3303 3.97 1,804 7,165.17
0.12 CASH 1.00 4,728 4,727.83
0.02 VGM NO VOW GREEN METALS AS BN7RM64 0.45 1,652 743.51
Holdings are subject to change.


Investing involves risk, including the possible loss of principal. The investable universe of companies in which AQWA may invest may be limited. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Clean Water Companies typically face intense competition, short product lifecycles and potentially rapid product obsolescence. Clean Water Companies are subject to significant regulation regarding the usage, treatment, and distribution of water. Clean Water Companies may also be adversely affected by the impact of global climate change on the available supply of clean water reserves. AQWA is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s shares did not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Solactive AG.