CTEC


CleanTech ETF

Fund Summary

The Global X CleanTech ETF (CTEC) seeks to invest in companies that stand to benefit from the increased adoption of technologies that inhibit or reduce negative environmental impacts. This includes companies involved in renewable energy production, energy storage, smart grid implementation, residential/commercial energy efficiency, and/or the production and provision of pollution-reducing products and solutions.

Fund Objective

The Global X CleanTech ETF (CTEC) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global CleanTech Index.

Why CTEC?

High Growth Potential

CTEC enables investors to access high growth potential through companies at the leading edge of a structural shift in global energy use.

Unconstrained Approach

CTEC's composition transcends classic sector, industry, and geographic classifications by tracking an emerging theme.

ETF Efficiency

In a single trade, CTEC delivers access to dozens of companies with high exposure to the CleanTech theme.

Fund Details As of 11/20/20

Key Facts

Ticker CTEC
Inception Date 10/27/20
CUSIP 37954Y228
ISIN US37954Y2283
Bloomberg Index Ticker ICTEC
Primary Exchange Nasdaq
Number of Holdings 38

Stats & Fees

Net Assets $18,627,427
Net Asset Value (NAV) $17.74
Shares Outstanding 1,050,000
Total Expense Ratio 0.50%

Distributions

30-Day SEC Yield N/A
Distribution Frequency Semi-Annually

Fund Prices As of 11/20/20

NAV $17.74 Daily Change $0.26 1.50%
Market Price $17.86 Daily Change $0.25 1.45%
30-Day Median Bid-Ask Spread N/A

Performance History

Cumulative %

Data as of month-end (10/31/20)

Fund NAV Market Price Index
Year-to-Date -- -- --
1 Month -- -- --
3 Months -- -- --
6 Months -- -- --
Since Inception -0.46% 0.53% -0.45%

Cumulative %

Data as of quarter-end (09/30/20)

Fund NAV Market Price Index
Since Inception -- -- --

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 11/20/20

Return on Equity 5.20%
Weighted Avg. Market Cap 9,336 M
2019 2020
Price-to-earnings 97.03 56.18
Price-to-book value 2.95 2.84

Source: AltaVista Research, LLC

Sector Breakdown As of 10/31/20

% of Net Assets
Industrials 50.5
Information Technology 32.9
Materials 11.1
Consumer Discretionary 3.2
Utilities 2.0
Other/Cash 0.3

Source: AltaVista Research, LLC

Country Breakdown As of 10/31/20

% of Net Assets
United States 31.0
China 13.9
South Korea 13.2
Germany 6.2
Denmark 5.9
Spain 5.7
Canada 5.1
Hong Kong 3.6
Britain 3.5
Taiwan 3.1
United Kingdom 2.7
Other/Cash 6.1

Source: AltaVista Research, LLC

Top 10 Holdings As of 11/20/20

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
8.59 ENPH ENPHASE ENERGY INC B65SQW4 129.59 12,351 1,600,566.09
6.28 SEDG SOLAREDGE TECHNO BWC52Q6 257.99 4,536 1,170,242.64
6.10 PLUG PLUG POWER INC 2508386 24.36 46,662 1,136,686.32
5.79 968 HK XINYI SOLAR HOLDINGS LTD BGQYNN1 1.71 630,000 1,079,159.52
5.75 VWS DC VESTAS WIND SYSTEMS A/S 5964651 197.68 5,418 1,071,044.12
5.67 SGRE SM SIEMENS GAMESA R B01CP21 33.19 31,836 1,056,671.41
5.37 006400 KS SAMSUNG SDI CO LTD 6771645 462.15 2,163 999,636.56
4.66 FSLR FIRST SOLAR INC B1HMF22 84.69 10,248 867,903.12
4.06 009830 KS HANWHA SOLUTIONS CORP 6407768 43.79 17,262 755,943.46
3.53 BLDP BALLARD POWER SYSTEMS INC 2120371 19.29 34,062 657,055.98
Holdings are subject to change.

Investing involves risk, including the possible loss of principal. The investable universe of companies in which CTEC may invest may be limited. CleanTech Companies typically face intense competition, short product lifecycles and potentially rapid product obsolescence. These companies may be significantly affected by fluctuations in energy prices and in the supply and demand of renewable energy, tax incentives, subsidies and other governmental regulations and policies. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. CTEC is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s shares typically do not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.