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DJIA

Dow 30 Covered Call ETF

Overview Prices & Performance Holdings & Characteristics Research Documents

Reasons to Consider DJIA

High Income Potential

DJIA seeks to generate income through covered call writing, which historically produces higher yields in periods of volatility.¹

Monthly Distributions

DJIA expects to make distributions on a monthly basis.

Efficient Options Execution

DJIA writes call options on the Dow Jones Industrial Average, saving investors the time and potential expense of doing so individually.

¹Covered call writing can limit the upside potential of the underlying security

Key Information As of 03/30/23

Inception Date	02/23/22
Total Expense Ratio	0.60%
Net Assets	$67.46 million
NAV	$21.62
Fact Sheet

ETF Summary

The Global X Dow 30 Covered Call ETF (DJIA) follows a “covered call” or “buy-write” strategy, in which the Fund buys the stocks in the Dow Jones Industrial Average (also known as the Dow 30 Index) and “writes” or “sells” corresponding call options on the same index.

ETF Objective

The Global X Dow 30 Covered Call ETF (DJIA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the DJIA Cboe BuyWrite v2 Index.

Trading Details As of 03/30/23

Ticker	DJIA
Bloomberg Index Ticker	BXDE
CUSIP	37960A859
ISIN	US37960A8595
Primary Exchange	NYSE Arca
Shares Outstanding	3,120,000
Number of Holdings	31
30-Day Median Bid-Ask Spread	0.46%

Distributions As of 03/30/23

30-Day SEC Yield	1.57%
12-Month Trailing Yield	10.89%
Distribution Yield	11.68%
Distribution Frequency	Monthly

ETF Prices As of 03/30/23

NAV	$21.62	Daily Change	$0.03	0.14%
Market Price	$21.62	Daily Change	$0.02	0.09%

As of recent month-end (02/28/23) As of recent (12/31/22)	Fund NAV	Market Price	Index
1 Year	--	--	--
Since Inception	--	--	-1.58%
1 Year	-1.53%	-1.49%	-0.43%
Since Inception	0.31%	0.42%	1.49%
Year-to-Date	--	--	--
1 Month	-1.99%	-1.46%	-1.84%
3 Months	10.82%	9.15%	11.02%
Since Inception	-2.32%	-2.53%	-1.35%
Year-to-Date	2.70%	3.03%	2.90%
1 Month	-0.51%	-0.15%	-0.36%
3 Months	0.66%	1.52%	1.00%
Since Inception	0.31%	0.42%	1.51%

Performance is shown on a total return basis (i.e., with gross income reinvested, where applicable). Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance, when observed, is unusual and investors should not expect such performance to be repeated.

Option Positions	Notional Exposure	Strike	Moneyness	Expiration Date	Calendar Days to Expiry
Short 1/100 DJ Industrial Avg Call Option	-$69,989,734	320	102.70%	04/21/2023	22

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
9.75	UNH	UNITEDHEALTH GROUP INC	2917766	470.06	14,042	6,600,582.52
6.66	GS	GOLDMAN SACHS GROUP INC	2407966	321.14	14,042	4,509,447.88
5.92	HD	HOME DEPOT INC	2434209	285.36	14,042	4,007,025.12
5.89	MSFT	MICROSOFT CORP	2588173	284.05	14,042	3,988,630.10
5.76	MCD	MCDONALD'S CORP	2550707	277.79	14,042	3,900,727.18
5.01	AMGN	AMGEN INC	2023607	241.50	14,042	3,391,143.00
4.66	CAT	CATERPILLAR INC	2180201	224.54	14,042	3,152,990.68
4.61	V	VISA INC-CLASS A SHARES	B2PZN04	222.36	14,042	3,122,379.12
4.38	BA	BOEING CO/THE	2108601	211.04	14,042	2,963,423.68
4.08	CRM	SALESFORCE INC	2310525	196.60	14,042	2,760,657.20
3.92	HON	HONEYWELL INTL	2020459	189.12	14,042	2,655,623.04
3.55	TRV	TRAVELERS COS INC/THE	2769503	170.82	14,042	2,398,654.44
3.37	AXP	AMERICAN EXPRESS CO	2026082	162.41	14,042	2,280,561.22
3.37	CVX	CHEVRON CORP	2838555	162.39	14,042	2,280,280.38
3.37	AAPL	APPLE INC	2046251	162.36	14,042	2,279,859.12
3.18	JNJ	JOHNSON & JOHNSON	2475833	153.43	14,042	2,154,464.06
3.06	PG	PROCTER & GAMBLE CO/THE	2704407	147.45	14,042	2,070,492.90
3.02	WMT	WALMART INC	2936921	145.67	14,042	2,045,498.14
2.68	IBM	IBM	2005973	129.22	14,042	1,814,507.24
2.67	JPM	JPMORGAN CHASE & CO	2190385	128.75	14,042	1,807,907.50
2.49	NKE	NIKE INC -CL B	2640147	120.10	14,042	1,686,444.20
2.20	MRK	MERCK & CO. INC.	2778844	105.92	14,042	1,487,328.64
2.13	MMM	3M CO	2595708	102.78	14,042	1,443,236.76
2.04	DIS	WALT DISNEY CO/THE	2270726	98.10	14,042	1,377,520.20
1.28	KO	COCA-COLA CO/THE	2206657	61.85	14,042	868,497.70
1.12	DOW	DOW INC	BHXCF84	54.00	14,042	758,268.00
1.07	CSCO	CISCO SYSTEMS INC	2198163	51.43	14,042	722,180.06
0.80	VZ	VERIZON COMMUNIC	2090571	38.66	14,042	542,863.72
0.72	WBA	WALGREENS BOOTS	BTN1Y44	34.63	14,042	486,274.46
0.67	INTC	INTEL CORP	2463247	32.09	14,042	450,607.78
0.16		CASH		1.00	107,589	107,588.78
-3.61		DJX US 04/21/23 C320		1,147.50	-2,130	-2,444,175.00

Holdings are subject to change. "Cash" denotes U.S. dollars.

ETF Characteristics As of 03/30/23

Return on Equity	23.40%
Weighted Avg. Market Cap	430,078 M
	2021	2022
Price-to-earnings	15.81	15.49
Price-to-book value	3.92	3.37

Source: AltaVista Research, LLC

ETF Research

2022 Presents Potential Tax-Loss Harvesting Opportunities

Using Options Strategies in a Rising Rate Environment

Latest Premium / Discount As of 03/30/23

NAV	$21.62
Market Price	$21.62
Premium / (Discount)	$0.00

Current View 2023 Q1 As of 03/30/23

Days at Premium	30
Days at NAV	0
Days at Discount	31
Greatest Premium	0.76%
Greatest Discount	-0.44%

Daily Premium / Discount History As of 03/30/23

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. Concentration in a particular industry or sector will subject DJIA to loss due to adverse occurrences that may affect that industry or sector. Investors in DJIA should be willing to accept a high degree of volatility in the price of the fund’s shares and the possibility of significant losses.

DJIA engages in options trading. An option is a contract sold by one party to another that gives the buyer the right, but not the obligation, to buy (call) or sell (put) a stock at an agreed upon price within a certain period or on a specific date. A covered call option involves holding a long position in a particular asset, in this case U.S. common equities, and writing a call option on that same asset with the goal of realizing additional income from the option premium. DJIA writes covered call index options on the Dow Jones Industrial Average. By selling covered call options, the fund limits its opportunity to profit from an increase in the price of the underlying index above the exercise price, but continues to bear the risk of a decline in the index. A liquid market may not exist for options held by the fund. While the fund receives premiums for writing the call options, the price it realizes from the exercise of an option could be substantially below the indices current market price. DJIA is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share, and do not represent the returns you would receive if you traded shares at other times. NAVs are calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Dow Jones or Cboe, nor do these entities make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with these entities.