FINX

FinTech ETF

Fund Summary

The Global X FinTech ETF (FINX) seeks to invest in companies on the leading edge of the emerging financial technology sector, which encompasses a range of innovations helping to transform established industries like insurance, investing, fundraising, and third-party lending through unique mobile and digital solutions.

Fund Objective

The Global X FinTech ETF (FINX) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global FinTech Thematic Index.

Why FINX?

High Growth Potential

FINX enables investors to access high growth potential through companies that are applying technological innovations to disrupt and improve delivery of financial services.

Unconstrained Approach

FINX's composition transcends classic sector, industry, and geographic classifications by tracking an emerging theme.

ETF Efficiency

In a single trade, FINX delivers access to dozens of companies with high exposure to the FinTech theme.

Fund Details As of 05/12/21

Key Facts

Ticker	FINX
Inception Date	09/12/16
CUSIP	37954Y814
ISIN	US37954Y8140
Bloomberg Index Ticker	IFINXNT
Primary Exchange	Nasdaq
Number of Holdings	39

Stats & Fees

Net Assets	$1,145,776,505
Net Asset Value (NAV)	$41.69
Shares Outstanding	27,480,000
Total Expense Ratio	0.68%

Distributions

30-Day SEC Yield	0.43%
Distribution Frequency	Semi-Annually

Fund Documents

Fund Research

Fund Prices As of 05/12/21

NAV	$41.69	Daily Change	-$1.13	-2.64%
Market Price	$41.45	Daily Change	-$1.35	-3.15%
30-Day Median Bid-Ask Spread	0.23%

As of recent (03/31/21) As of recent (03/31/21)	Fund NAV	Market Price	Index
1 Year	82.01%	82.05%	83.14%
3 Years	23.64%	23.70%	24.45%
Since Inception	26.62%	26.70%	27.44%
1 Year	65.26%	65.67%	66.26%
3 Years	25.52%	25.50%	26.35%
Since Inception	27.63%	27.61%	28.46%
Year-to-Date	-5.76%	-5.52%	-5.61%
1 Month	-6.30%	-6.23%	-6.26%
3 Months	-5.76%	-5.52%	-5.61%
Since Inception	192.71%	193.51%	201.41%
Year-to-Date	-0.28%	-0.41%	-0.07%
1 Month	5.82%	5.42%	5.87%
3 Months	3.42%	3.38%	3.58%
Since Inception	209.74%	209.40%	219.10%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 05/11/21

Return on Equity	11.10%
Weighted Avg. Market Cap	51,882 M
	2020	2021
Price-to-earnings	48.72	47.22
Price-to-book value	5.48	4.98

Source: AltaVista Research, LLC

Fund Risk Stats As of 05/11/21

Versus	Beta
S&P 500	1.30
MSCI EAFE	1.21
MSCI Emg. Mkts	0.93
Standard Deviation	27.90%

Source: AltaVista Research, LLC

Sector Breakdown As of 04/30/21

% of Net Assets
	Information Technology	83.0
	Financials	8.9
	Industrials	4.4
	Communication Services	3.8

Source: AltaVista Research, LLC

Country Breakdown As of 04/30/21

% of Net Assets
	United States	55.0
	Australia	8.7
	Brazil	7.9
	Netherlands	6.6
	New Zealand	5.2
	China	4.7
	Italy	3.3
	Switzerland	3.2
	Denmark	2.1
	Germany	1.6
	Canada	1.0
	Other/Cash	0.7

Source: AltaVista Research, LLC

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
8.56	SQ	SQUARE INC - A	BYNZGK1	206.67	474,716	98,109,555.72
6.08	PYPL	PAYPAL HOLDINGS INC	BYW36M8	239.91	290,545	69,704,650.95
6.03	ADYEN NA	ADYEN NV	BZ1HM42	2,022.24	34,148	69,055,586.71
5.87	INTU	INTUIT INC	2459020	399.89	168,125	67,231,506.25
5.61	APT AU	AFTERPAY LTD	BF5L8B9	69.20	928,698	64,267,740.91
5.54	XRO AU	XERO LTD	B8P4LP4	104.51	607,765	63,518,711.27
4.82	FISV	FISERV INC	2342034	113.04	488,281	55,195,284.24
4.79	BILL	BILL.COM HOLDINGS INC	BKDS4H5	139.32	393,748	54,856,971.36
4.54	STNE	STONECO LTD-A	BGKG6M3	57.05	912,531	52,059,893.55
4.50	FIS	FIDELITY NATIONA	2769796	144.79	355,935	51,535,828.65
3.93	SSNC	SS&C TECHNOLOGIE	B58YSC6	71.73	627,760	45,029,224.80
3.59	LU	LUFAX HOLDING LTD-ADR	BNDK6G5	10.83	3,801,099	41,165,902.17
3.49	NEXI IM	NEXI SPA	BJ1F880	18.31	2,182,696	39,959,027.84
3.27	BKI	BLACK KNIGHT INC	BDG75V1	73.53	509,724	37,480,005.72
3.16	PAGS	PAGSEGURO DIGI-A	BFWK4R7	39.62	914,648	36,238,353.76
3.05	TEMN SW	TEMENOS AG - REG	7147892	141.44	246,823	34,911,257.80
2.80	GWRE	GUIDEWIRE SOFTWARE INC	B7JYSG3	93.94	341,351	32,066,512.94
2.33	HQY	HEALTHEQUITY INC	BP8XZL1	73.64	362,237	26,675,132.68
2.19	SIM DC	SIMCORP A/S	BBCR9N1	121.83	205,728	25,063,682.74
1.60	NCNO	NCINO INC	BM9ZJT1	51.03	358,507	18,294,612.21
1.54	ENV	ENVESTNET INC	B474ZK7	65.18	271,475	17,694,740.50
1.52	HYQ GR	HYPOPORT SE	B28XLF6	529.65	32,964	17,459,467.45
1.51	VIRT	VIRTU FINANCIA-A	BWTVWD4	28.36	610,544	17,315,027.84
1.04	FOUR	SHIFT4 PAYMENT-A	BLF0L75	80.06	148,830	11,915,329.80
1.03	9923 HK	YEAHKA LTD	BL58D39	6.79	1,729,814	11,749,562.33
1.01	NVEI CN	NUVEI CORP-SUB V	BMFNHJ5	65.17	177,975	11,599,164.36
0.97	TREE	LENDINGTREE INC	BV8TD84	167.25	66,243	11,079,141.75
0.91	Z1P AU	ZIP CO LTD	BYVLXJ9	5.25	1,973,403	10,367,258.14
0.71	EPAY	BOTTOMLINE TECH	2389558	36.63	222,419	8,147,207.97
0.65	IRE AU	IRESS LTD	6297497	7.72	968,059	7,471,014.85
0.60	SPNS	SAPIENS INTL	BFYZGX0	27.14	253,926	6,891,551.64
0.52	LC	LENDINGCLUB CORP	BK95GR4	12.10	491,091	5,942,201.10
0.49	HUB AU	HUB24 LTD	BD4T5X1	17.28	324,638	5,609,480.62
0.41	LEON SW	LEONTEQ AG	B7Y4738	49.51	95,766	4,741,673.54
0.33	MITK	MITEK SYSTEMS INC	2597072	15.14	252,186	3,818,096.04
0.32	BCOR	BLUCORA INC	B8L2DV2	15.18	240,592	3,652,186.56
0.25	4479 JP	MAKUAKE INC	BJRCC38	50.01	57,953	2,898,312.32
0.24	GSKY	GREENSKY INC-CLASS A	BFM2GV1	5.73	476,548	2,730,620.04
0.14	VERX	VERTEX INC - CLASS A	BMX6DM1	16.39	98,756	1,618,610.84
0.06		CASH		1.01	647,280	656,415.47

Holdings are subject to change.

Latest Premium / Discount As of 05/12/21

NAV	$41.69
Market Price	$41.45
Premium / (Discount)	($0.24)

Current View 2021 Q2 As of 05/12/21

Days at Premium	20
Days at NAV	0
Days at Discount	9
Greatest Premium	0.87%
Greatest Discount	-0.59%

Daily Premium / Discount History As of 05/12/21

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. The investable universe of companies in which FINX may invest may be limited. The Fund invests in securities of companies engaged in Information Technology which can be affected by rapid product obsolescence, and intense industry competition. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. FINX is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Indxx.

FINX

FinTech ETF

Fund Summary

Fund Objective

Why FINX?

High Growth Potential

Unconstrained Approach

ETF Efficiency

Fund Details As of 05/12/21

Key Facts

Stats & Fees

Distributions

Fund Documents

Fund Research

Fund Prices As of 05/12/21

Performance History

Fund Characteristics As of 05/11/21

Fund Risk Stats As of 05/11/21

Sector Breakdown As of 04/30/21

Country Breakdown As of 04/30/21

Top Holdings As of 05/12/21