GURU


Guru Index ETF

Fund Summary

The Global X Guru® Index ETF (GURU) seeks to generate alpha over the broad market by investing in highest conviction ideas from a select pool of hedge funds.

Fund Objective

The Global X Guru® Index ETF (GURU) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Guru Index.

Why GURU?

Access Ideas

GURU allows everyday investors to access the high conviction investments of some of the largest, most sophisticated hedge funds in the world.

Alpha Potential

By investing alongside hedge funds, GURU seeks to benefit from their top tier research and knowledge to outperform US equity benchmarks such as the S&P 500.

Cost Efficiency

Traditionally, investing with a hedge fund requires paying an ongoing 2% management fee and 20% of profits. GURU has an expense ratio of 0.75%, potentially allowing for greater cost efficiency, while providing access to hedge fund ideas.

Fund Details As of 9/23/20

Key Facts

Ticker GURU
Inception Date 6/4/12
CUSIP 37950E341
ISIN US37950E3412
Bloomberg Index Ticker GURU
Primary Exchange NYSE Arca
Number of Holdings 53

Stats & Fees

Net Assets $54,905,021
NAV $36.60
Shares Outstanding 1,500,000
Total Expense Ratio 0.75%

Distributions

30-Day SEC Yield 0.28%
Distribution Frequency Semi-Annually

Fund Prices As of 9/23/20

NAV Price
Net Asset Value $36.60 Closing Price $36.63
Daily Change -$0.86 -2.30% Daily Change -$0.83 -2.22%

Performance History

Cumulative %

Data as of month-end (8/31/20)

Fund NAV Closing Price Index
Year-to-Date 7.05% 6.99% 7.01%
1 Month 6.46% 6.46% 6.52%
3 Months 12.84% 12.75% 12.99%
6 Months 18.70% 18.43% 18.97%
Since Inception 181.78% 181.55% 190.26%

Avg Annualized %

Data as of month-end (8/31/20)

Fund NAV Closing Price Index
1 Year 16.58% 16.73% 16.60%
3 Years 12.27% 12.26% 12.50%
5 Years 9.68% 9.67% 9.92%
Since Inception 13.40% 13.39% 13.79%

Avg Annualized %

Data as of quarter-end (6/30/20)

Fund NAV Closing Price Index
1 Year 2.97% 2.97% 3.02%
3 Years 9.11% 9.07% 9.33%
5 Years 5.92% 5.88% 6.14%
Since Inception 12.08% 12.05% 12.48%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 9/23/20

Return on Equity 6.40%
Weighted Avg. Market Cap 96,579 M
2019 2020
Price-to-earnings 18.41 49.17
Price-to-book value 3.18 3.08

Source: AltaVista Research, LLC

Fund Risk Stats As of 9/23/20

Versus Beta
S&P 500 1.17
MSCI EAFE 1.18
MSCI Emg. Mkts 0.84
Standard Deviation 21.00%

Source: AltaVista Research, LLC

Sector Breakdown As of 8/31/20

% of Net Assets
Information Technology 21.6
Consumer Discretionary 15.5
Health Care 12.9
Communication Services 11.4
Industrials 7.8
Consumer Staples 7.6
Financials 5.5
Utilities 5.4
Real Estate 5.4
Materials 3.6
Energy 3.5

Source: AltaVista Research, LLC

Top 10 Holdings As of 9/23/20

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
3.91 IMMU IMMUNOMEDICS INC 2457961 85.17 25,176 2,144,239.92
2.32 Z ZILLOW GROUP INC - C BYXJF62 96.32 13,203 1,271,712.96
2.18 UBER UBER TECHNOLOGIES INC BK6N347 33.55 35,735 1,198,909.25
2.18 ZEN ZENDESK INC BMH0MR7 99.26 12,048 1,195,884.48
2.14 JD JD.COM INC-ADR BMM27D9 74.59 15,729 1,173,226.11
2.11 DELL DELL TECHNOLOGIES -C BHKD3S6 65.61 17,648 1,157,885.28
2.10 ALXN ALEXION PHARM 2036070 112.43 10,252 1,152,632.36
2.06 STZ CONSTELLATION-A 2170473 186.57 6,065 1,131,547.05
2.04 BABA ALIBABA GRP-ADR BP41ZD1 272.95 4,099 1,118,822.05
2.02 DAL DELTA AIR LINES INC B1W9D46 29.56 37,597 1,111,367.32
Holdings are subject to change.

Investing involves risk, including the possible loss of principal. The 13F filings used to select the securities in GURU’s Underlying Index are filed by each hedge fund approximately 45 days after the end of each calendar quarter. Therefore a given hedge fund may have already sold its position by the time of the 13F filing. The Fund invests in small and mid-capitalization companies, which have greater volatility and less financial resources than large-capitalization companies. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles, or from economic or political instability in other nations.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. The closing price is the Mid-Point between the Bid and Ask price as of the close of exchange. Closing price returns do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are  affiliated with Solactive AG.