KRMA

Conscious Companies ETF

Fund Summary

The Global X Conscious Companies ETF (KRMA) is designed to provide investors an opportunity to invest in well-managed companies that achieve financial performance in a sustainable and responsible manner and exhibit positive Environmental, Social and Corporate Governance (ESG) characteristics.

Fund Objective

The Global X Conscious Companies ETF (KRMA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Concinnity Conscious Companies Index.

Why KRMA?

Well-Managed Companies

As the first ETF to utilize the Multi-stakeholder Operating System (MsOS), KRMA offers exposure to companies achieving positive outcomes for 5 key stakeholders: Customers, Suppliers, Stock & Debt Holders, Local Communities, and notably, Employees.

Rigorously Researched

Through the Concinnity Conscious Companies Index, KRMA employs proactive (positive) screens in a proprietary, 3-step process that monitors for consistent achievement, establishing a very high bar for inclusion.

Depth and Breadth

KRMA applies a wide range of sources that focus on measuring positive outcomes, including fundamental financial ratios to assess for operational efficiency and other long-term value creation indicators.

Fund Details As of 01/21/21

Key Facts

Ticker	KRMA
Inception Date	07/11/16
CUSIP	37954Y731
ISIN	US37954Y7316
Bloomberg Index Ticker	KRMATR
Primary Exchange	Nasdaq
Number of Holdings	166

Stats & Fees

Net Assets	$415,217,472
Net Asset Value (NAV)	$28.06
Shares Outstanding	14,800,000
Total Expense Ratio	0.43%

Distributions

30-Day SEC Yield	1.12%
Distribution Frequency	Semi-Annually

Fund Documents

Fund Research

Fund Prices As of 01/21/21

NAV	$28.06	Daily Change	-$0.02	-0.06%
Market Price	$28.19	Daily Change	$0.02	0.07%
30-Day Median Bid-Ask Spread	0.29%

Cumulative % Data as of month-end (12/31/20)	Fund NAV	Market Price	Index
Year-to-Date	16.84%	16.67%	17.23%
1 Month	3.63%	3.63%	3.66%
3 Months	13.50%	13.53%	13.59%
6 Months	23.97%	24.49%	24.18%
Since Inception	92.97%	93.17%	96.91%

Avg Annualized % Data as of month-end (12/31/20)	Fund NAV	Market Price	Index
1 Year	16.84%	16.67%	17.23%
3 Years	13.82%	13.78%	14.34%
Since Inception	15.84%	15.87%	16.34%

Avg Annualized %

Data as of month-end (12/31/20)

Fund NAV

Market Price

Index

1 Year

16.84%

16.67%

17.23%

3 Years

13.82%

13.78%

14.34%

Since Inception

15.84%

15.87%

16.34%

Avg Annualized % Data as of quarter-end (12/31/20)	Fund NAV	Market Price	Index
1 Year	16.84%	16.67%	17.23%
3 Years	13.82%	13.78%	14.34%
Since Inception	15.84%	15.87%	16.34%

Avg Annualized %

Data as of quarter-end (12/31/20)

Fund NAV

Market Price

Index

1 Year

16.84%

16.67%

17.23%

3 Years

13.82%

13.78%

14.34%

Since Inception

15.84%

15.87%

16.34%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 01/21/21

Return on Equity	16.90%
Weighted Avg. Market Cap	394,293 M
	2019	2020
Price-to-earnings	22.83	25.64
Price-to-book value	4.57	4.11

Source: AltaVista Research, LLC

Fund Risk Stats As of 01/21/21

Versus	Beta
S&P 500	1.02
MSCI EAFE	0.96
MSCI Emg. Mkts	0.78
Standard Deviation	19.40%

Source: AltaVista Research, LLC

Sector Breakdown As of 12/31/20

% of Net Assets
	Information Technology	23.1
	Health Care	13.8
	Consumer Discretionary	13.2
	Financials	12.0
	Industrials	10.3
	Communication Services	9.7
	Consumer Staples	8.0
	Utilities	3.2
	Real Estate	2.6
	Materials	2.4
	Energy	1.7

Source: AltaVista Research, LLC

Net Assets (%)	Ticker	Name	SEDOL	Market Price ($)	Shares Held	Market Value ($)
6.08	AAPL	APPLE INC	2046251	139.07	181,119	25,188,219.33
4.43	MSFT	MICROSOFT CORP	2588173	225.95	81,160	18,338,102.00
3.47	AMZN	AMAZON.COM INC	2000019	3,292.23	4,367	14,377,168.41
2.41	GOOGL	ALPHABET INC-CL A	BYVY8G0	1,892.56	5,282	9,996,501.92
1.18	FB	FACEBOOK INC-CLASS A	B7TL820	274.50	17,759	4,874,845.50
0.81	DISCA	DISCOVERY INC - A	B3D7K31	37.49	89,299	3,347,819.51
0.80	AMAT	APPLIED MATERIALS INC	2046552	106.33	31,006	3,296,867.98
0.73	LRCX	LAM RESEARCH CORP	2502247	563.85	5,338	3,009,831.30
0.72	FFIV	F5 NETWORKS INC	2427599	204.32	14,678	2,999,008.96
0.71	MU	MICRON TECHNOLOGY INC	2588184	82.28	35,649	2,933,199.72
Holdings are subject to change.

Latest Premium / Discount As of 01/21/21

NAV	$28.06
Market Price	$28.19
Premium / (Discount)	$0.13

Current View 2021 Q1 As of 01/21/21

Days at Premium	12
Days at NAV	0
Days at Discount	1
Greatest Premium	0.81%
Greatest Discount	-0.26%
Days between -0.5% to 0.0%	1
Days between 0.0% to 0.5%	9

Daily Premium / Discount History As of 01/21/21

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How can the Fund trade at a premium/discount to its NAV?

The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.

What causes these time discrepancies?

Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.

Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.

International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.

Investing involves risk, including the possible loss of principal. KRMA may underperform other similar funds that do not consider conscious company guidelines when making investment decisions.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Concinnity, nor does Concinnity make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Concinnity.

KRMA

Conscious Companies ETF

Fund Summary

Fund Objective

Why KRMA?

Well-Managed Companies

Rigorously Researched

Depth and Breadth

Fund Details As of 01/21/21

Key Facts

Stats & Fees

Distributions

Fund Documents

Fund Research

Fund Prices As of 01/21/21

Performance History

Cumulative %

Avg Annualized %

Avg Annualized %

Fund Characteristics As of 01/21/21

Fund Risk Stats As of 01/21/21

Sector Breakdown As of 12/31/20

Top 10 Holdings As of 01/22/21