LIT


Lithium & Battery Tech ETF

Fund Summary

The Global X Lithium & Battery Tech ETF (LIT) invests in the full lithium cycle, from mining and refining the metal, through battery production.

Morningstar Rating Overall rating out of 102 Natural Resources funds, based on risk-adjusted returns as of 12/31/2020

Fund Objective

The Global X Lithium & Battery Tech ETF (LIT) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Lithium Index.

Why LIT?

Efficient Access

LIT offers efficient access to a broad basket of companies involved in lithium mining, lithium refining, and battery production.

Thematic Exposure

The fund is a thematic play on lithium and battery technology.

Fund Details As of 02/23/21

Key Facts

Ticker LIT
Inception Date 07/22/10
CUSIP 37954Y855
ISIN US37954Y8553
Bloomberg Index Ticker SOLLIT
Primary Exchange NYSE Arca
Number of Holdings 40

Stats & Fees

Net Assets $2,985,737,662
Net Asset Value (NAV) $65.23
Shares Outstanding 45,774,628
Total Expense Ratio 0.75%

Distributions

30-Day SEC Yield -0.27%
Distribution Frequency Semi-Annually

Fund Prices As of 02/23/21

NAV $65.23 Daily Change -$1.24 -1.87%
Market Price $64.59 Daily Change -$1.52 -2.30%
30-Day Median Bid-Ask Spread 0.06%

Performance History

As of recent
(12/31/20)
As of recent
(12/31/20)
Fund NAV Market Price Index
1 Year 126.51% 127.68% 125.58%
3 Years 18.75% 18.87% 18.54%
5 Years 27.58% 27.74% 27.61%
10 Years 4.66% 4.63% 5.13%
Since Inception 8.42% 8.46% 8.89%
1 Year 129.50% 129.67% 128.60%
3 Years 22.70% 22.49% 22.44%
5 Years 32.28% 32.03% 32.30%
10 Years 5.81% 5.68% 6.19%
Since Inception 9.07% 8.99% 9.53%
Year-to-Date 126.51% 127.68% 125.58%
1 Month 18.65% 18.68% 18.56%
3 Months 55.63% 54.83% 55.40%
Since Inception 132.63% 133.46% 143.52%
Year-to-Date 7.20% 5.96% 7.17%
1 Month 7.20% 5.96% 7.17%
3 Months 54.49% 52.27% 54.28%
Since Inception 149.38% 147.38% 160.97%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted. High short-term performance of the Fund, when observed, is unusual and investors should not expect such performance to be repeated.

Fund Characteristics As of 02/23/21

Return on Equity 12.20%
Weighted Avg. Market Cap 57,096 M
2020 2021
Price-to-earnings 55.63 34.33
Price-to-book value 4.38 4.04

Source: AltaVista Research, LLC

Fund Risk Stats As of 02/23/21

Versus Beta
S&P 500 1.34
MSCI EAFE 1.38
MSCI Emg. Mkts 1.30
Standard Deviation 31.50%

Source: AltaVista Research, LLC

Sector Breakdown As of 01/31/21

% of Net Assets
Materials 42.7
Industrials 28.5
Consumer Discretionary 16.3
Information Technology 11.3
Financials 1.1
Other/Cash 0.1

Source: AltaVista Research, LLC

Country Breakdown As of 01/31/21

% of Net Assets
China 43.9
United States 21.8
South Korea 12.0
Japan 6.6
Australia 5.1
Chile 4.2
Germany 2.3
Taiwan 1.6
Hong Kong 1.1
Netherlands 0.6
Canada 0.6
Other/Cash 0.2

Source: AltaVista Research, LLC

Top Holdings As of 02/23/21

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
11.52 ALB ALBEMARLE CORP 2046853 154.62 2,223,492 343,796,333.04
7.01 002460 C2 GANFENG LITHIUM CO LTD-A BD5CB19 18.87 11,090,357 209,230,649.94
5.60 300014 C2 EVE ENERGY CO LTD-A BD5C7G6 14.47 11,553,192 167,140,926.67
5.55 006400 KS SAMSUNG SDI CO LTD 6771645 639.27 259,256 165,733,363.35
5.51 1211 HK BYD CO LTD-H 6536651 29.10 5,655,378 164,547,671.02
5.43 300750 C2 CONTEMPORARY A-A BHQPSY7 58.26 2,780,535 161,997,640.23
5.26 6752 JP PANASONIC CORP 6572707 13.71 11,452,220 157,050,612.47
5.03 TSLA TESLA INC B616C79 698.84 214,968 150,228,237.12
4.76 SQM QUIMICA Y-SP ADR 2771122 56.74 2,505,925 142,186,184.50
4.54 051910 KS LG CHEM LTD 6346913 796.83 170,206 135,625,363.53
4.18 300450 C2 WUXI LEAD INTE-A BD6QWJ5 13.32 9,364,041 124,690,639.49
3.66 002371 C2 NAURA TECH GR -A BD5LYF1 29.84 3,661,949 109,275,715.29
3.36 002812 C2 YUNNAN ENERGY-A BFCCR30 17.55 5,724,334 100,440,120.32
3.26 MIN AU MINERAL RESOURCES LTD B17ZL56 31.30 3,111,192 97,380,058.65
2.93 300207 C2 SUNWODA ELECTR-A BD5CCV6 4.29 20,400,163 87,592,279.57
2.67 ENS ENERSYS B020GQ5 91.31 871,359 79,563,790.29
1.91 LTHM LIVENT CORP BD9PM00 18.86 3,027,730 57,102,987.80
1.70 300037 C2 SHENZHEN CAPCH-A BD5LRQ3 12.31 4,120,279 50,734,076.98
1.68 6674 JP GS YUASA CORP 6744250 32.06 1,563,458 50,124,658.33
1.64 VAR1 GR VARTA AG 5802449 138.13 353,726 48,860,984.44
1.60 300073 C2 BEIJING EASPRI-A BD760M3 7.93 6,024,313 47,799,653.51
1.36 6121 TT SIMPLO TECHNOLOGY CO LTD 6421928 13.09 3,091,980 40,467,314.48
1.21 603659 C1 SHANGHAI PUTA-A BF2DZJ5 15.27 2,358,859 36,023,701.76
1.06 PLS AU PILBARA MINERALS LTD B2368L5 0.89 35,448,548 31,677,020.29
0.96 819 HK TIANNENG POWER INTL LTD B1XDJC7 2.06 13,889,400 28,661,206.91
0.86 020150 KS ILJIN MATERIALS CO LTD B45LHQ0 68.97 372,391 25,683,294.11
0.85 ORE AU OROCOBRE LTD B293GJ4 4.14 6,101,901 25,236,799.33
0.76 066970 KS L&F CO LTD 6578608 63.66 356,926 22,720,630.44
0.75 AMG NA AMG ADVANCED MET B1Z95S1 37.57 592,416 22,258,821.01
0.74 300457 C2 SHENZHEN YINGH-A BFCCQX3 3.28 6,775,051 22,213,281.97
0.61 GXY AU GALAXY RESOURCES LTD B1LJTM7 2.19 8,273,254 18,122,727.30
0.54 LAC CN LITHIUM AMERICAS CORP BF4X225 18.48 870,029 16,082,364.70
0.35 INR AU IONEER LTD BGYBHZ4 0.37 27,900,495 10,369,962.71
0.33 3211 TT DYNAPACK 6732028 3.80 2,591,400 9,849,522.20
0.26 ASL GR AKASOL AG BFXG1N9 148.39 52,275 7,757,345.57
0.17 8137 HK HONBRIDGE HOLDINGS LTD 6437594 0.08 64,630,100 5,001,232.96
0.16 6619 JP W-SCOPE CORP B5W49C9 7.53 641,800 4,835,709.46
0.15 047310 KS POWER LOGICS CO LTD 6672038 8.63 506,586 4,374,159.04
0.12 082920 KS VITZROCELL CO LTD B4NYSN5 13.78 268,965 3,705,185.70
0.00 NMX CN NEMASKA LITHIUM INC B733H36 0.00 12,119,545 96.19
-0.01 CASH 0.00 -4,514,002,184 -404,924.66
Holdings are subject to change.


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The Morningstar Ratingfor funds, or “star rating”, is calculated for managed products (including mutual funds, variable annuity and variable life subaccounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product’s monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The Morningstar Rating does not include any adjustment for sales load. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics. The weights are: 100% three- year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10-year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods.

As of 12/31, LIT was rated against the following numbers of Natural Resources funds over the following time periods: 102 during the last 3 years, 96 during the last 5 years, 85 during the last 10 years. With respect to these Natural Resources funds, LIT received a Morningstar Rating of 5, 5, and 3 stars, respectively. Past performance is not indicative of future results.

Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles, or from economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Narrowly focused investments may be subject to higher volatility. There are additional risks associated with investing in lithium and the lithium mining industry. LIT is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Beginning October 15, 2020, market price returns are based on the official closing price of an ETF share or, if the official closing price isn’t available, the midpoint between the national best bid and national best offer (“NBBO”) as of the time the ETF calculates current NAV per share. Prior to October 15, 2020, market price returns were based on the midpoint between the Bid and Ask price. NAVs are calculated using prices as of 4:00 PM Eastern Time. The returns shown do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Solactive AG.