LIT


Lithium & Battery Tech ETF

Fund Summary

The Global X Lithium & Battery Tech ETF (LIT) invests in the full lithium cycle, from mining and refining the metal, through battery production.

Fund Objective

The Global X Lithium & Battery Tech ETF (LIT) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Lithium Index.

Why LIT?

Efficient Access

LIT offers efficient access to a broad basket of companies involved in lithium mining, lithium refining, and battery production.

Thematic Exposure

The fund is a thematic play on lithium and battery technology.

Fund Details As of 9/23/20

Key Facts

Ticker LIT
Inception Date 7/22/10
CUSIP 37954Y855
ISIN US37954Y8553
Bloomberg Index Ticker SOLLIT
Primary Exchange NYSE Arca
Number of Holdings 42

Stats & Fees

Net Assets $723,494,057
NAV $38.03
Shares Outstanding 19,024,628
Total Expense Ratio 0.75%

Distributions

30-Day SEC Yield -0.09%
Distribution Frequency Semi-Annually

Fund Prices As of 9/23/20

NAV Price
Net Asset Value $38.03 Closing Price $37.64
Daily Change -$1.50 -3.78% Daily Change -$1.93 -4.88%

Performance History

Cumulative %

Data as of month-end (8/31/20)

Fund NAV Closing Price Index
Year-to-Date 44.30% 44.30% 43.99%
1 Month 9.31% 9.32% 9.23%
3 Months 39.37% 38.58% 39.18%
6 Months 40.46% 40.80% 40.09%
Since Inception 48.20% 47.96% 55.44%

Avg Annualized %

Data as of month-end (8/31/20)

Fund NAV Closing Price Index
1 Year 70.70% 70.98% 70.46%
3 Years 8.37% 8.12% 8.27%
5 Years 18.37% 18.43% 18.49%
10 Years 3.67% 3.61% 4.15%
Since Inception 3.97% 3.95% 4.46%

Avg Annualized %

Data as of quarter-end (6/30/20)

Fund NAV Closing Price Index
1 Year 23.40% 23.21% 23.27%
3 Years 5.84% 5.77% 5.82%
5 Years 8.77% 8.76% 8.91%
Since Inception 1.78% 1.78% 2.27%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 9/23/20

Return on Equity 8.50%
Weighted Avg. Market Cap 36,456 M
2019 2020
Price-to-earnings 52.21 34.75
Price-to-book value 3.02 2.86

Source: AltaVista Research, LLC

Fund Risk Stats As of 9/23/20

Versus Beta
S&P 500 1.28
MSCI EAFE 1.39
MSCI Emg. Mkts 1.07
Standard Deviation 28.00%

Source: AltaVista Research, LLC

Sector Breakdown As of 8/31/20

% of Net Assets
Materials 38.5
Industrials 28.3
Information Technology 18.0
Consumer Discretionary 15.0
Other/Cash 0.2

Source: AltaVista Research, LLC

Country Breakdown As of 8/31/20

% of Net Assets
China 41.7
United States 24.3
South Korea 13.0
Japan 5.3
Australia 4.5
Chile 3.3
Germany 2.9
Taiwan 2.3
Hong Kong 1.6
Netherlands 0.6
Canada 0.3
Other/Cash 0.2

Source: AltaVista Research, LLC

Top 10 Holdings As of 9/23/20

Net Assets (%) Ticker Name SEDOL Market Price ($) Shares Held Market Value ($)
9.18 ALB ALBEMARLE CORP 2046853 80.42 825,879 66,417,189.18
8.46 1211 HK BYD CO LTD-H 6536651 13.86 4,415,838 61,194,178.29
7.75 TSLA TESLA INC B616C79 380.36 147,480 56,095,492.80
6.12 051910 KS LG CHEM LTD 6346913 541.07 81,890 44,308,584.19
5.63 002460 C2 GANFENG LITHIUM CO LTD-A BD5CB19 7.85 5,189,757 40,759,505.91
5.00 300750 C2 CONTEMPORARY A-A BHQPSY7 28.90 1,250,968 36,150,636.42
4.59 006400 KS SAMSUNG SDI CO LTD 6771645 374.89 88,639 33,229,633.27
4.15 002812 C2 YUNNAN ENERGY-A BFCCR30 13.13 2,287,668 30,034,441.00
4.14 300207 C2 SUNWODA ELECTR-A BD5CCV6 4.09 7,325,076 29,979,187.54
3.93 002371 C2 NAURA TECH GR -A BD5LYF1 23.52 1,208,888 28,428,254.93
Holdings are subject to change.

Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles, or from economic or political instability in other nations. Emerging markets involve heightened risks related to the same factors as well as increased volatility and lower trading volume. Narrowly focused investments may be subject to higher volatility. There are additional risks associated with investing in lithium and the lithium mining industry. LIT is non-diversified.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. The closing price is the Mid-Point between the Bid and Ask price as of the close of exchange. Closing price returns do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC or Mirae Asset Global Investments. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, nor does Solactive AG make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO, Global X nor Mirae Asset Global Investments are affiliated with Solactive AG.