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SEI Investments Distribution Co. (1 Freedom Valley Drive, Oaks, PA, 19456) is the distributor for the Global X Funds.
Check the background of SIDCO and Global X's Registered Representatives on FINRA's BrokerCheck.
Adaptive U.S. Factor ETF
CPTL seeks to invest in companies that exhibit strong capital allocation practices, as measured by Morningstar's proprietary Capital Allocation Rating framework, which assesses how well a company's leadership team uses cash based on a forward-looking evaluation of management's capital allocation decisions.
FLOW offers exposure to U.S. companies that exhibit high free cash flow yields relative to the broader domestic equity market, positioning it as a potentially appealing core allocation. The Fund seeks to pay distributions monthly.
ONOF seeks to provide a risk management solution by employing four technical indicators to dictate whether the Fund participates in the U.S. equity markets or takes a defensive stance in short-term Treasuries.
AUSF can complement core U.S. equity allocations by overlaying a dynamic multi-factor strategy onto broad market exposure, positioning portfolios in an effort to capture factor premia as leadership rotates among value, momentum, and low volatility. Consolidating three factor tilts within a single ETF can offer tax efficiencies relative to separately buying and selling individual factor funds, streamlining implementation while maintaining adaptive exposure.
As the convergence of these interconnected factors reshapes the outlook for U.S. equity returns, AUSF stands as a single-vehicle approach to navigating factor rotation.
AUSF seeks to outperform traditional market capitalization weighted indexes by allocating across three factors – minimum volatility, value, and momentum – that have historically demonstrated advantages compared to broad benchmark indexes.
AUSF either allocates to two factors with a 50% / 50% weighting, or all three factors with a weighting of 40% / 40% / 20% depending on the trailing returns of each factor.
Dynamically allocating across multiple factors within one ETF can result in tax efficiencies compared to buying and selling individual factor ETFs.
Why Factor Investing? Why AUSF?
Global X's Adaptive U.S. Factor ETF (AUSF) rotates across momentum, low volatility, and value factors. It favors those out of favor, seeking potential mean reversion.
Jack Kiernan
The financial statements include the Fund's disclosures required by Items 7 through 11 of Form N-CSR, which includes the financial statements, financial highlights, and other important information when applicable.
The financial statements include the Fund's disclosures required by Items 7 through 11 of Form N-CSR, which includes the financial statements, financial highlights, and other important information when applicable.
As of Nov 6, 2026
Net Assets (%) | Ticker | Name | SEDOL | Market Price ($) | Shares Held | Market Value ($) |
|---|---|---|---|---|---|---|
| 2.70% | MRK | MERCK & CO. INC. | 2778844 | $146.73 | 160,354 | $23,528,742 |
| 2.69% | XOM | EXXONMOBIL HOLDINGS CORP | BVSRPD7 | $165.87 | 141,439 | $23,460,487 |
| 2.24% | AMD |
Holdings are subject to change. "Cash" denotes U.S. dollars.
Overall rating out of 378 Mid-Cap Value funds, based on risk-adjusted returns as of Oct 31, 2026.
Nov 6, 2026
30-Day SEC Yield
2.45%
Distribution Frequency
Quarterly
Record Date | Payable Date | Amount | |
|---|---|---|---|
| Dec 30, 2026 | Dec 30, 2026 | Jan 5, 2027 | - |
| Nov 4, 2026 | Nov 4, 2026 | Nov 9, 2026 | $0.20 |
| Aug 5, 2026 | Aug 5, 2026 | Aug 10, 2026 | $0.33 |
| May 6, 2026 | May 6, 2026 | May 11, 2026 | $0.33 |
| Feb 4, 2026 | Feb 4, 2026 | Feb 9, 2026 | $0.31 |
Metric | 1 Year | 3 Year | 5 Year | Since Inception |
|---|---|---|---|---|
Fund NAV | +18.27% | +21.68% | +14.04% | +12.53% |
Market Price | +18.11% | +21.64% | +14.00% | +12.51% |
Index | +18.72% | +22.13% | +14.43% | +12.90% |
As of Nov 6, 2026
As of Nov 6, 2026
As of Nov 6, 2026
What is Premium/Discount Chart?
How can the Fund trade at a premium/discount to its NAV?
What causes these time discrepancies?
As of Nov 6, 2026
As of Oct 31, 2026
| Sector | Weight (%) |
|---|---|
Financials | 20.19% |
Industrials | 15.72% |
Information Technology | 14.55% |
Health Care | 11.69% |
Consumer Staples | 8.22% |
Communication Services | 7.37% |
Consumer Discretionary | 6.99% |
Energy | 4.38% |
Utilities | 4.35% |
Materials | 3.39% |
Real Estate | 3.15% |
Other | 3.15% |
| Sector | Weight (%) |
|---|---|
Financials | 20.19% |
Industrials | 15.72% |
Information Technology | 14.55% |
Health Care | 11.69% |
Consumer Staples | 8.22% |
Source: AltaVista Research, LLC
All Sector, Industry, Commodity and Geographic breakdowns, where provided, are based on equity positions held by the ETF and exclude cash, currencies, and other holdings.
As of Oct 31, 2026
The Global X Adaptive U.S. Factor ETF (AUSF) seeks to outperform traditional cap-weighted indexes by employing a dynamic multi-factor investment strategy that allocates across three factors: minimum volatility, value, and momentum.
The Global X Adaptive U.S. Factor ETF (AUSF) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies® U.S. Factor Index.
The Index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities exhibiting characteristics of one of three primary factors: value, momentum, and low volatility. Each sub-index is derived from the universe of the 1,000 largest U.S.-listed companies and selects the 100 stocks most representative of its respective factor, with the Index adjusting its factor allocation quarterly based on the relative trailing two-year returns of each sub-index.
Highlights
As of Nov 6, 2026
As of Nov 6, 2026
| ADVANCED MICRO DEVICES |
| 2007849 |
| $449.04 |
| 43,483 |
| $19,525,606 |
| 2.08% | MU | MICRON TECHNOLOGY INC | 2588184 | $690.00 | 26,305 | $18,150,450 |
| 2.04% | RPRX | ROYALTY PHARMA PLC- CL A | BMVP7Y0 | $67.30 | 263,874 | $17,758,720 |
| 1.84% | AMAT | APPLIED MATERIALS INC | 2046552 | $332.72 | 48,267 | $16,059,155 |
| 1.82% | MSI | MOTOROLA SOLUTIONS INC | B5BKPQ4 | $514.51 | 30,841 | $15,868,003 |
| 1.77% | JNJ | JOHNSON & JOHNSON | 2475833 | $276.22 | 55,931 | $15,449,261 |
| 1.74% | BRK/B | BERKSHIRE HATHAWAY INC-CL B | 2073390 | $570.89 | 26,637 | $15,206,797 |
| 1.73% | VZ | VERIZON COMMUNICATIONS INC | 2090571 | $45.69 | 330,990 | $15,122,933 |
The Premium/Discount chart demonstrates the difference between the daily market price of shares of the Fund and the Fund's net asset value (NAV). The vertical axis of the chart shows the premium or discount of the daily market price as a percentage of the NAV. The horizontal axis shows each trading day in the time period, and each data point in the chart represents the Premium/Discount on that day. The data presented in the chart and table above represent past performance and cannot be used to predict future results.
The primary explanation is that timing discrepancies can arise between the NAV and the trading price of the Fund. Since shares of the Fund trade on the open market, prices are affected by the constant flow of information received by investors, corporations and financial institutions. Depending on how this changing information affects investor sentiment, shares of the Fund may deviate slightly from the value of the Fund's underlying assets. The NAV of the Fund is only calculated once a day (normally at 4:00 p.m. eastern time). As a result, shareholders may pay more than NAV when they buy Fund shares and receive less than NAV when they sell those shares, because shares are purchased and sold at current market prices. However, due to the creation and redemption process that is unique to ETFs, market makers are able to minimize these deviations from NAV by taking advantage of arbitrage opportunities.
Close of Trading Times. Although both the NAV and the daily market price of the Fund are generally calculated based on prices at the closing time of the exchange (generally 4:00 p.m. eastern time), slight differences in this timing may cause discrepancies.
Time of Last Trade. Trading of Global X funds generally takes place during normal trading hours (9:30 a.m. to 4:00 p.m. eastern time). However, it is important to note that the last trade - from which the closing price is determined - may not occur at exactly 4:00 p.m. eastern time. Therefore, changing market sentiment during the time difference may cause the NAV to deviate from the closing price.
International Holdings. The premiums and discounts for funds with significant holdings in international markets may be less accurate due to the different closing times of various international markets. Because the Funds trade during U.S. market hours while the underlying securities may not, the time lapse between the markets can result in differences between the NAV and the trading price.
Communication Services | 7.37% |
|---|
Consumer Discretionary | 6.99% |
|---|
Energy | 4.38% |
|---|
Utilities | 4.35% |
|---|
Materials | 3.39% |
|---|
Real Estate | 3.15% |
|---|
Other | 3.15% |
|---|
| Industry | Weight (%) |
|---|---|
Capital Goods | 9.37% |
Financial Services | 8.23% |
Software & Services | 7.40% |
Banks | 6.62% |
Technology Hardware & Equipment | 6.32% |
Health Care Equipment & Services | 6.21% |
Food, Beverage & Tobacco | 6.15% |
Pharmaceuticals, Biotechnology & Life Sciences | 5.59% |
Insurance | 5.54% |
Commercial & Professional Services | 4.97% |
Telecommunication Services | 4.46% |
Energy | 4.42% |
As of Nov 6, 2026
Source: AltaVista Research, LLC
